Lawyers map
>23
experienced lawyers
Filter by
31 Jul, 2024 by Joey elam
04 Apr, 2024 by Henna hora
Well I had a crazy child custody case and probably the worse divorce case attorneys come across, I still remember I called Mr Wade with tears in my eyes but he listened to me very closely and understood the severity and sensitivity of my case, I did explained him how I did not had too much money and was budgeted, I was touched that Mr Wade waived off his personal consultation and much more since I had to explained him my case and my situation which took hours as my case was very heavy and I really appreciate his generosity.
Mr Wade is a true gentleman and a loving father himself who understands the needs of children which helped me gain confidence in him as my attorney since I was looking for someone who cares about a parent child relationship more than just money.
I secured Mr Wade’s service and he took care of my case even after his role was finished since he care about a parent and a child’s relationship which normally other attorneys will never do. With my experience of working with nearly 10 attorneys Mr Wade was one of the best attorneys I have worked with. He was always available to answer my questions and concerns. He put me at ease throughout the legal process.
I wish Mr Wade all the best for his future cases.
He is right attorney for right people, I would like to thank Mr Wade for his help, support and due diligence.
Read more
04 Mar, 2024 by Luis hernandez
Thank you for divorcing me. recently.
Mr. Herlihy
I know. you from a former local family business Roy's Taxi.
thank you for taking care of my personal needs.
and for being. available always ready to take actions on my legal side. on the heart of Texas,
Mr. Scott Herlihy congratulations for your new location,
Read more
22 Aug, 2024 by Matt
I reached out to Matt to ask some specific questions I had wanting to start my entrepreneurial journey. Not only was he quick and eager to help, he got me what I needed, answered every question I had, and made me feel like I mattered to him as a client. That alone will make me a client for life.
Matt was knowledgeable, thoughtful, and succinct with his answers that helped me get what I needed done.
Read more
07 Feb, 2024 by Thomas
I have worked with many firms and have used multiple self-help services. Matthew and his team setup my business faster than I thought was possible and closed a deal for me in a matter of weeks. I have used things like legal zoom before. This ultimately cost me less money than those services.
Read more
04 Dec, 2023 by Jess
We've had a great experience working with Matt. He got our LLC set up and ready to conduct business far more seamlessly and efficiently than I thought was possible.
Read more
11 Oct, 2021 by Code blox
Aber Law Firm is simply the best! If you own/ operate a SaaS company, or need legal advice relating to your software offerings, I highly recommend using this firm. Jeremy is a fantastic lawyer who is a leading expert in the field of SaaS offerings. The Aber law firm team is very responsive and provides outstanding legal support.
Read more
18 Sep, 2020 by Alex buckles
Aber Law Firm is top notch. Jeremy is responsive, professional, and highly skilled in his profession. Most attorneys I've worked with in the past want to create custom agreements for every possible scenario. Jeremy has standard agreements on hand for common needs and tweaks them as necessary. In doing so, he may only spend 10-15 minutes on the phone with you, to talk through what needs to be tweaked. He also only bills for time actually spent. I have other attorneys that will drag their feet and try to keep me on for a full 30 or 60, when clearly the conversation has ended, then I get billed for it. Jeremy's billing transparency is almost unheard of. I'd recommend him 10 times out of 10 for any SaaS company.
Read more
10 Apr, 2020 by Kenan rappuchi
Jeremy is probably the most responsive and efficient business attorney I've ever worked with. Possibly beyond law, to include all professional services consultants or firms I've worked with over 3 plus decades.
What I really appreciated is that he stayed on point and didn't ask a bunch of unrelated questions, or start the 'well have you thought about this' conversation - which most attorneys, experts or consultants try to pull to lure in a potential client on fear of unknowns and justify more billable time for some unnecessary advice or service that wasn't asked for.
If you need an attorney with Jeremy's area of expertise, run, don't walk to Jeremy. Your business will be better off for it.
Read more
02 Oct, 2023 by Jeff
Roland was excellent in assisting us with drafting some business transfer documents. His knowledge of the law is extensive. He is efficient and concise with his words. We found him to be a compassionate, kind man that we knew we could trust. In other words, he is not anything like your typical attorney.
Read more
13 Sep, 2016 by Bryan
Roland has helped us a ton with compliance and legal work for our new crowdfunding startup. Roland is a great resource for any legal work, but he is one of the few people in the industry that understands the new crowdfunding rules and has the resources to help get clients funded.
Read more
27 Nov, 2012 by Jeff
I have worked with and against Betty DeLargy and have nothing but respect for her knowledge and judgment in approaching the various health insurance and legal issues in which she is involved. She does an admirable job of combining relationships with regulators and her superior knowledge of regulatory issues to arrive at a practical result for her clients.
Read more
27 Jun, 2012 by Melissa
I am in-house counsel with a major health insurance company and have used Betty DeLargy as outside counsel for many years. I would strongly recommend her; Betty has provided significant support with interpretations of state and federal law and her legal expertise has been very beneficial with regulatory compliance issues.
Read more
08 Jul, 2024 by Paul whinnery
13 Aug, 2020 by Ochoa
I cannot at this time talk about my Cases because they're so pending! I can tell you one thing and nobody will ever pay me to say this I'm an honest person no matter what these guys will fight for you I wish I could talk more. These guys are the best And I don't care what anyone says thank you Mr. Meyerson, Melva, Jacob, Jessica and the rest of the staff! These guy's work very hard to get you every dime you deserve if someone cause any harm to you or injury they're honest and they go by the book they don't play around they get back with you they don't give you the run around like other attorneys good people that you can trust and highly recommend to your family and friends. #NOFEARTHEMEYERSONLAWFIREISHERE
Read more
23 Jul, 2015 by Jesse weiss
My company has worked with Lee for years. He has extensive experience in all corporate matters that have come up, from entity formation to complex investments to acquisitions. I would highly recommend him.
Read more
12 Jan, 2010 by Anonymous
Mr. Whitehouse guided my web firm through a rather intricate start up process with total aplomb. He has excellent communication skills, and was able to keep me in the loop despite my relative ignorance to all things business. He was overly attentive, regardless of the relatively small-scale of our operation, He was far and away the most adroit business attorney that I have ever dealt with, and we will continue to use him for all our contract matters.
Read more
Discover the ideal lawyer
You can search a lawyer by practice area, lawyer name, city, state, or ZIP code
FAQs
Questions? We have answers
What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
-
What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
