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Gary Don Hammond, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 163 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
35,22
star star star star star
4.7/5
Google Maps
4.7
163 Reviews
star star star star star
18 Dec, 2024 by Jennifer seibel
Gary and Rebeca are friendly and very welcoming and helped ease the pain of the bankruptcy process! They were available whenever I needed them and I appreciate the services they provided and would recommend them to anyone needing some help!
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14 Dec, 2024 by Andrew carrales
Great law firm to work with. They take time to answer questions and make sure you understand what is happening. Rebeca is great at responding and keeping you on track with what needs to be done.
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10 Dec, 2024 by Angela hayden
The legal intellect of Attorney Jones is unmatched! The Jones Firm is your best choice.
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Jack Philip Gilchrist, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
35,00
star star star star star
5.0/5
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5.0
1 Reviews
star star star star star
19 Jun, 2021 by Wilberth zapata
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Bart Alan Boren, experienced Appeals, Business attorney in Oklahoma City, OK with 627 reviews
Average
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,95
star star star star star
4.9/5
Google Maps
4.9
627 Reviews
star star star star star
16 Dec, 2024 by Stephen waddle
Recommend to anyone looking for attorney. Great people capable of helping in every way possible.
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13 Dec, 2024 by Daniel bingham
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10 Dec, 2024 by Bethany ledel
A family member was dealing with a rough legal issue and everyone here was kind, understanding, and helped us stay calm. Thank you so much.
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Robert P. VanCleef, experienced Appeals, Business attorney in Oklahoma City, OK with 90 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,39
star star star star star
4.9/5
Google Maps
4.9
90 Reviews
star star star star star
21 Oct, 2024 by Garry p
I definitely wouldn’t recommend his services, as my experience has been far from positive.
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09 Oct, 2024 by Rosina quaicoe
Attorney Ari, as I call him, did a good job on my case even though it was a complicated one. I highly recommend him. Although he gets busy and doesn't respond to calls sometimes, one should never give up on him. Keep calling and pushing him. He does a good job when you get hold of him.
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05 Oct, 2024 by John connor
Ari was great! Really helped me out and explained all possible aspects of the process. I was able to contact him at all times and will continue to work with him in the future. All I can say is a huge thank you to him and how professional he is. No complaints at all and would definitely recommend.
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Gene Rollin Nash, experienced Business, Estate Planning attorney in Oklahoma City, OK with 53 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,36
star star star star star
4.9/5
Google Maps
4.9
53 Reviews
star star star star star
11 Jan, 2025 by Jay tm
Very nice individual gets back with you in a timely manner And does take in the consideration of his clients best interest. He’s a great guy. Definitely Highly recommended! Thanks, Jacob.
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18 Dec, 2024 by David garcia
In the process, Kenneth promptly answered all of my questions and concerns and kept me updated at every turn. Because of his unwavering candor, transparency, and willingness to explain even the smallest details, I felt more secure and comfortable. Realistically, I believed I was in capable and trustworthy hands.
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07 Dec, 2024 by Megan higginbotham
Mr Rose is very knowledgeable and easy to talk to. I had to file bankruptcy for the first time and he answered all my questions I had and reassured me with any worries that came to my mind. If I could give him more than 5 stars I definitely would!
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Robert Lee Rainey, experienced Appeals, Business attorney in Oklahoma City, OK with 37 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,34
star star star star star
4.9/5
Google Maps
4.9
37 Reviews
star star star star star
07 Jul, 2024 by Julio mendez
Google Maps
star star star star star
31 May, 2024 by Kara harvell
Worked with Daspit Law last year after my accident. Really is helpful when your attorney explains and walks you through the entire process. Ask for Alex Miller he’s got your back!
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28 Apr, 2024 by Stephan joseph
I had the opportunity to work with Daspit Law Firm for a personal injury case, and I must say, their level of professionalism and care for their clients is exceptional. From the initial consultation to the resolution of my case, they demonstrated a deep understanding of personal injury law and a genuine concern for my well-being. One aspect that stood out to me was their thorough approach to gathering evidence and building a strong case. They left no stone unturned in investigating the details of my accident and ensuring that all necessary documentation was in place. This attention to detail instilled a sense of confidence in their ability to represent me effectively. Throughout the legal process, the team at Daspit Law Firm maintained clear and open communication, keeping me informed about the progress of my case and patiently addressing any questions or concerns I had. This level of transparency and accessibility was truly appreciated, as it helped alleviate much of the stress associated with legal proceedings. Moreover, their dedication to achieving the best possible outcome for their clients was evident in every interaction. They negotiated skillfully on my behalf and worked tirelessly to secure a fair settlement that addressed my needs and expenses resulting from the injury. Overall, I highly recommend Daspit Law Firm to anyone in need of legal representation for personal injury cases. Their professionalism, expertise, and genuine care for their clients set them apart as a top-notch law firm in Oklahoma.
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Paul Anthony Albert, experienced Adoption, Estate Planning attorney in Oklahoma City, OK with 27 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,33
star star star star star
4.9/5
Google Maps
4.9
27 Reviews
star star star star star
16 Oct, 2024 by Amy burd
Paul is an amazing lawyer. He is looking out for the good in all his clients. He’s personable and so easy to work with.
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16 Jul, 2024 by Jamie stidham
Monica is absolutely amazing. I walked into her office scared and crying and i walked out of court happy, confident, and not scared anymore. She is compassionate doesn't want to just take money and do nothing. She is worth every single penny and more. She will not step down when thretened or talked bad to. She makes sure to take care of her clients best interest. Divorce can be hard but with Monica on your side it doesnt have to be. On court days she made sure i felt safe and knew that everything was going to be ok.
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08 Jul, 2024 by Mindi gutierrez
I have used the services of Monica Dionisio intermittently for the past five years. She was my attorney through a heavily contested divorce and continues to be my attorney for other family law matters. She is persistent, ethical, decent. She genuinely cares about clients and their families. My situation is as good as it can be thanks to her knowledge and skill.
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O. Clifton Gooding, experienced Bankruptcy, Financial Markets And Services attorney in Oklahoma City, OK with 8 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
34,31
star star star star star
4.9/5
Google Maps
4.9
8 Reviews
star star star star star
12 Dec, 2024 by Scott peck
Johnathon was a great help, always kept me abreast of the situation and ALWAYS followed up if I left him a text or phone call. Thanks to whom all helped with my settlement. Scott P
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29 Mar, 2021 by Ron lamb
Thank you for your service and help.
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07 Nov, 2020 by Desirea hadley
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Jeanette Cook Timmons, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 29 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
33,63
star star star star star
4.8/5
Google Maps
4.8
29 Reviews
star star star star star
16 Nov, 2024 by Amy chatman
Google Maps
star star star star star
12 Jun, 2024 by Dwayne hall
Chip Merlin has the team and experience necessary to tackle tough insurance companies and hold them accountable for their promises. He also cares about right, wrong, and the law.
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06 Jan, 2024 by Aaron clasby
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Cheryl Lynn Plaxico, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
32,03
star star star star star
4.0/5
Avvo
4.0
1 Reviews
star star star star star
25 Apr, 2021 by Anonymous
I called Finance Company after minor wear & tear on 2016 Kia Soul simple fix tune up plugs & coils they put Alternator on car instead couple hrs of driving vehicle oil light came on & check engine light came on was still under warranty per The Key returned car to have fixed properly had car over a month I called to check on my vehicle only to be told I need a motor I didn't believe that asked gentlemen to ask how they came up with me needing a motor & to call me back, well guy never called me back Matt was his name & a wk later Billy calls me telling me my car is ready & they put a used motor in my vehicle without my permission nor did they ever communicate with me regarding my car only to drive it for a wk & it broke down again same issue loss of power , check engine light on & Auto Finance won't do anything to deduct from balance nor will they do even swap to fix issue they cause even offered me to pay off balance but have to sign a new contract I refused & still making car payments on car I can't drive & have been renting cars just so I can work I'm so stressed out can you help me out this mess?
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Russell Lee Mulinix, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 16 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
31,94
star star star star star
4.8/5
Google Maps
4.8
16 Reviews
star star star star star
21 Apr, 2023 by David korrect
Good coffee
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31 Mar, 2023 by Lisa boone
Google Maps
star star star star star
28 Aug, 2022 by Tonya merrell
Mr. Eddy gave me the best advise I needed to help my sister. He responded to my emails and was completely informative.
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Jeffery Scott Ludlam, experienced Adoption, Appeals attorney in Oklahoma City, OK with 16 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
31,94
star star star star star
4.8/5
Google Maps
4.8
16 Reviews
star star star star star
21 Apr, 2023 by David korrect
Good coffee
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31 Mar, 2023 by Lisa boone
Google Maps
star star star star star
28 Aug, 2022 by Tonya merrell
Mr. Eddy gave me the best advise I needed to help my sister. He responded to my emails and was completely informative.
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Mark David Mitchell, experienced Estate Planning, Financial Markets And Services attorney in Oklahoma City, OK with 163 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
31,42
star star star star star
4.7/5
Google Maps
4.7
163 Reviews
star star star star star
18 Dec, 2024 by Jennifer seibel
Gary and Rebeca are friendly and very welcoming and helped ease the pain of the bankruptcy process! They were available whenever I needed them and I appreciate the services they provided and would recommend them to anyone needing some help!
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star star star star star
14 Dec, 2024 by Andrew carrales
Great law firm to work with. They take time to answer questions and make sure you understand what is happening. Rebeca is great at responding and keeping you on track with what needs to be done.
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star star star star star
10 Dec, 2024 by Angela hayden
The legal intellect of Attorney Jones is unmatched! The Jones Firm is your best choice.
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William Mark Lewis, experienced Business, Estate Planning attorney in Oklahoma City, OK with 72 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
31,33
star star star star star
4.7/5
Google Maps
4.7
72 Reviews
star star star star star
29 Oct, 2024 by Kayren vance
Google Maps
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11 Oct, 2024 by Landon schmiedbauer
I recommend this law firm for any of your needs. I had a problem and hired Shelby Shelton for my needs and he did great I would definitely use this from again they do civil,family and criminal cases You won't be disappointed!
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10 Oct, 2024 by Michael baker
If you're looking for a attorney in OKC or surrounding areas whether it be criminal defense, family law, expungements, medical malpractice, or personal injury, Shelby Shelton is your man
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Tracey Dean Mullins, experienced Adoption, Business attorney in Oklahoma City, OK with 12 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
29,94
star star star star star
4.5/5
Google Maps
4.5
12 Reviews
star star star star star
02 Jul, 2023 by Gcb gcb
At one of the most difficult times in my life these attorneys guided me through with expert knowledge.
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24 Jun, 2023 by Angela welliver
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star star star star star
16 Feb, 2023 by Chris woods
Ryan Reeves is an outstanding attorney! He did not back down when my case turned ugly and I was granted full custody of my son. I highly recommend him and his firm.
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Eric Scott Fisher, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 57 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
26,23
star star star star star
4.4/5
Google Maps
4.4
57 Reviews
star star star star star
25 Nov, 2024 by Amanda funk
Google Maps
star star star star star
20 Mar, 2024 by Rhonda maston
Great to hear the updates on employment law and how it could impact Employers.
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01 Feb, 2024 by Dale frech
Your posts always contain important, relevant and timely information. Great job!!
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John D. Robertson, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 27 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
25,61
star star star star star
4.3/5
Google Maps
4.3
27 Reviews
star star star star star
12 Feb, 2025 by Jillian keating
She has been up front, helpful, and consistent thru the years in a huge Class Action Suit for me. Top notch.
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02 Oct, 2024 by Andrea nakvinda
Carla was an amazing attorney and my saving Grace! She helped me turn things around in my case! She was professional and stern, honest and so very helpful to me and my situation. There were several delays due to things beyond our control, but when it came down to it, she pushed this case to get settled and I can’t thank her enough for all she did! She guided me through deposition, court hearing and so much more! If you need a good honest attorney, I highly recommended her!
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24 May, 2024 by Steven bentley
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Walter R Gaidaroff, experienced Business, Criminal Defense attorney in Oklahoma City, OK with 16 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
25,60
star star star star star
4.3/5
Google Maps
4.3
16 Reviews
star star star star star
09 Sep, 2024 by Leah smith
Beau is shrewd, kind and tough! Has a heart of gold and listens to what you want her to. Thank you Beau for walking me through this difficult journey, I couldn’t have done it without you.
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24 Apr, 2024 by Marie smith
She's good at her work, is pleasant to work with, and I'm glad we found her.
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25 Dec, 2023 by Kathryn ray
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Perry Everett Kaufman, experienced Appeals, Business attorney in Oklahoma City, OK with 3 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
16,84
star star star star star
3.7/5
Google Maps
3.7
3 Reviews
star star star star star
27 Mar, 2024 by Rhenay knox
Google Maps
star star star star star
09 Aug, 2023 by Bryce larson
Google Maps
star star star star star
23 Nov, 2019 by Vicki vernon
Great, knowledgeable attorneys and staff.
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Patrick Leon Hullum, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 16 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
13,66
star star star star star
3.0/5
Google Maps
3.0
16 Reviews
star star star star star
09 Aug, 2023 by Bryce larson
It's nice to know you can sue a business wrongfully and not have to pay a price or say your sorry. Sorry excuse for a Bae member.
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09 Aug, 2023 by Todd iredell
Couldn’t get the basics correct between red dirt construction and red dirt electric. And not even make amends to the owner of a small business.
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09 Aug, 2023 by Jeff fields
They file a lawsuit against the wrong company (we are human and make mistakes) but they refuse to make a public apology or pay for the company's legal expenses to undue their error. Why hire someone with those ethics?
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Miles Thomas Pringle, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
4,00
star star star star star
0.0/5
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S. Paul Hammons, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Rusty Neal Laforge, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Robert Steven Meier, experienced Business, Estate Planning attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Robert C. Smith, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Richard C Ogden, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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N. Martin Stringer, experienced Business, Financial Markets And Services attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Michael Burrage, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Michael Paul Kirschner, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
star star star star star
0.0/5
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Michael Noah Brown, experienced Appeals, Business attorney in Oklahoma City, OK with 0 reviews
Below Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
0,00
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0.0/5
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FAQs
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What a Financial Markets and Services Lawyer Can Do for You

A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.

Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.

When Should I Hire a Financial Markets and Services Lawyer?

You should consider hiring a financial markets and services lawyer in the following situations:

  • Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
  • Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
  • Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
  • Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
  • Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
  • Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
  • Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.

Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.

What Does a Financial Markets and Services Lawyer Do?

A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:

  • Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
  • Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
  • Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
  • Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
  • Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
  • Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
  • Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.

How Are Financial Markets and Services Lawyers Paid?

Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:

  • Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
  • Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
  • Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
  • Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.

It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.

How Much Does a Financial Markets and Services Lawyer Cost?

The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:

  • Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
  • Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
  • Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
  • Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.

Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.

Top Questions to Ask a Financial Markets and Services Lawyer

Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:

  1. What experience do you have in financial markets and services law?
    Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations.
  2. How do you charge for your services?
    Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees.
  3. What regulatory issues should I be aware of?
    Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws.
  4. How will you protect my business interests?
    Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters.
  5. What is your track record in financial litigation or disputes?
    If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases.
  6. How long will the process take?
    Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take.
  7. Can you provide references?
    Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.

How to Check the Credibility of a Financial Markets and Services Lawyer

To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:

  • Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
  • Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
  • Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
  • Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
  • Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).

What Should I Prepare for My First Consultation?

To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:

  • Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
  • Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
  • Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
  • List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
  • Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.

By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.

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