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03 Feb, 2020 by Kelsey taylor
Superior attorney! I am so grateful for James Stout. He is sincere, knowledgeable, diligent, and prompt. I highly recommend him to anyone needing legal services.
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20 Jan, 2020 by Debbie hattoy
I have and do highly recommended James Stout for many reasons. I have recommended him to several friends, family and strangers who were in need of any sort of legal representation because he has never let us down thus far. He is a class act. For my family, James has been our hero and our go to guy. Literally this man has been here for us through a variety of difficult situations. Family law, criminal defense, juvenile court, child support, and has even consulted with us on adoption procedures, power of attorney guidance for my terminally ill mother etc etc.. He is committed and honest. He doesn't tell us what we want to hear.... he tells us his honest opinion. He is fair and reasonable on a financial aspect, and always tries to get us the most for our money. He's caring on a personal level yet productive and professional when it's crunch time. One phone call to him, with a moment's notice and he has still shown up to aid me in difficult situations and that kind of attorney is unheard of these days. He is prompt and for the most part has actually answered his phone when we called him and if he didn't answer then he returned the call within 24 hours. He's always been on time for court dates. He also always keeps us updated and explains to us everything and prepares us for the process and/or what to expect next. Great guy. I hate needing a attorney ever, but if we do need one he'll be the guy.
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21 May, 2018 by Stefan hipskind
One of the top young attorneys I know.
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28 Nov, 2024 by Curufinwë noldor
An excellent attorney and very personable fellow. He does not roll over and show his belly to the district attorneys. If you’re innocent and need help, call this man. The state of Oklahoma does not give two shits whether you’re guilty or not. They care on whether they can make money off of you if you’re found guilty. It’s cheaper to pay Stephen than deal with the state DAs and their un-ending fines.
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08 Jul, 2024 by Johnathan jaihad-deboyce hiriams
Best attorney ever!!
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08 Jul, 2024 by Debra mcdole
Stephen Lee and Mark Cagle (partners) are amazing attorneys blessed with excellent communication and negotiation skills! They both possess character like no other! They are proficient in looking at situations and analyzing them from all points of view ; therefore, empowering them to respond quickly to information presented by the prosecutor. Their empathy for my son and his family was astonishing!
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24 Dec, 2024 by Bailey krouse
26 Nov, 2024 by Susan wolf
My name is Susan Wolf and my husband and I used Mitchell Garrett for our personal bankruptcy. Mr. Garrett and his legal secretary were both great to deal with. We live about 65 miles from Tulsa, Ok., and we got a lot of work accomplished on the telephone, and emails. When we went for the first meeting with Mr. Garrett and his legal secretary it went extremely well. Both were professional and made us feel welcome. Mr. Garrett was so helpful in explaining everything to us, as this was the first time we've done a bankruptcy. He is very smart and knows the law on bankruptcy very well. I would recommend Mr. Garrett to anyone who needs the services he offers. We are glad it all went so well. Thanks Mr. Garrett.
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21 Nov, 2024 by Sonya schneider
Anderson & Associates became part of my life at a very vulnerable time. I was involved in an auto accident that not only took my car away but my sense of comfort in busy traffic.
One phone call to this firm and I was all in. The staff was top notch experienced and did everything for me. They assured me to take it easy and they will take care of all the madness, which they fulfilled and then some.
The resolution from Anderson & Associates was more than expected and justified.
With reassurance from my attorney Lynn Anderson, I no longer have fear of what I experienced the day of my wreck.
My gratitude is endless to the professional and caring staff of Anderson & Associates.
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08 Nov, 2024 by Shawna whetzel
Very compassionate and competent team.
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23 Aug, 2024 by Lani
Words cannot express how much I appreciated David Keesling and his patience, expertise, and professionalism. Would definitely recommend his services to anyone needing legal help!
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10 Jul, 2024 by Yvonne doyle
Literally the ABSOLUTE BEST BEST LAWYERS IN THE AREA! They give hope in the lowest situations. If you are in a situation it doesn't matter how small it is CALL THEM!!! IMMEDIATELY!!!
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29 Dec, 2024 by Nicole quijano
On October 2, 2024, Bank of Oklahoma Financial, or BOKF, terminated my employment based on allegations that were discriminatory, illegal, and lacked merit, causing harm to my personal health, professional reputation, and prematurely ending my 20-year mortgage industry career. During the October 2, 2024 meeting, I informed all parties that the conversation was being recorded due to BOKF's failure to assist me after I filed a complaint against the SVP of BOKF for retaliation and discrimination.
Given the circumstances, the Human Resources representative declined to provide the reason for my termination and instead presented me with a Settlement Offer, which I rejected on October 09, 2024, and submitted a Counteroffer. On October 15, 2024, I engaged the services of an attorney to assess the counteroffer, as the BOKF Human Resources Representative advised that the original Settlement Offer had to be signed by October 23, 2024, and that failure to receive the signed documents by that date would render the agreement unenforceable.
My attorney reached out to Erica, the FDLaw representative for BOKF. Despite FDLaw's refusal to provide updates on the case's status, BOKF initiated unauthorized transactions into my personal bank accounts, implying acceptance of an unknown offer due to their consistent lack of guidance or information while I was employed. My attorney's attempts to obtain information from FDLaw were also unsuccessful. Due to FDLaw's unresponsiveness and unauthorized handling of my personal bank accounts, I requested that my attorney terminate our client relationship on November 29, 2024. On December 02, 2024, my attorney informed Erica that she would no longer be representing me. On December 4, 2024, I contacted Erica via email, providing two options to settle the case without filing a legal claim, with a final deadline of December 24, 2024, for receiving the final pay. As of today, there has been no information provided regarding the unauthorized use of my bank accounts. I require clarification on this matter and demand the final payout to my counteroffer immediately.
The conduct displayed by FDLaw and BOKF is a grave departure from professional standards. In response to BOKF and FDLaw's continued disregard for my rights, I am filing this complaint. I aim to determine whether FDLaw would prefer that I seek redress through the courts to address this issue, as I am steadfast in my determination to uphold my rights and will not settle for less.
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17 Dec, 2024 by Cody lovins
Do not use this con artist unless you want to be ripped off. $550 an hour for loan documents.
Terrible attorneys charging rates like they are good attorneys which they are not.
$550 an hour? Hire a competent attorney for less.
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10 Jul, 2024 by Bryan
Why are people writing reviews about this law firm that apparently have nothing to do with the law firm, with experience as an actual client, or even with law?
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01 Dec, 2022 by Unknown unknown
01 Mar, 2022 by Fatih akbas
I worked with Jim Bullard from this law firm. It was a divorce case with a minor child. I am writing this review as a person who got shared legal and physical custody. But we didn't go to court. My ex-wife and I decided to share it. I don't recommend Jim Bullard to anyone for a divorce case. At the beginning, he can hook your interest easily to take your case but he doesn't put effort later. He is not a detail oriented person. He is also lack of professionalism. In the middle of the process, he can tell you go find a different attorney if you are not happy with me. If you want to pay somebody who keeps your files together and answers some question he can help you. But you can find anyone for less amount of money.
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12 Dec, 2021 by Dustin horton
James Bullard was a beacon of hope during an incredibly trying time. I truly appreciate what he was able to accomplish with my divorce case, and could not recommend him more. Thank you James.
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FAQs
Questions? We have answers
What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
-
What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
