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24 Feb, 2014 by Anonymous
Friendly and knowledgeable. Called me each step of the way and explained the process so that not only was I well informed but I understood it all.
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02 Jan, 2025 by Rebecca greene
12 Aug, 2024 by Amber havard
I couldn't ask for a better group of lawyers. I am very happy with the out come off my case. I want to thank the Greer Law Group for all the hard work they did for me I appreciate it so much.
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13 Apr, 2024 by David roberts
A year ago I was involved in a traffic accident and injured my neck and back. I had never been in this situation before. A friend of mine referred me to The Greer law firm I made one phone call, gave Marlo the information and they took care of everything. They let me know that their first concern was that I have all of my medical issues taken care of, and be made whole they gave me great advice all the way through. I never could’ve done this on my own, and they were honest and up front every step of the way. My outcome came out better than I expected all of my medical issues were taken care of to my satisfaction I got my vehicle replaced and compensate for all of my inconveniences. I hope I never have to go through this again, but if I do or anyone I know was going through anything similar I would highly recommend the Greer law firm. Marlow and Shawna were totally the best and most important I believe they care
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02 Dec, 2024 by Audrey bloom
I cannot say enough good things about Attorney Frommer. During the time of my injury. It was very stressful along with painful. Attorney Frommer was very kind and patient with me. He explained every step of the way. In terms, that I could understand. He welcomed me to call him if I had any questions about the process. He was very understanding and very knowledgeable. He took a lot of my stress away. So I could focus on my healing. I truly don't know what I would have done without Attorney Frommer. He was truly a godsend. I highly highly recommend him for any and all workman's comp cases. You will not go wrong with Attorney Frommer.
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07 May, 2024 by Joseph houseman
5 out of 5 stars, dealing with Mr D'Amico and his team made this whole difficult process so easy and straightforward and brought it down to a level to where I could understand clearly what I needed to do. They were very helpful and respectful of my decisions and encouraged me to only make choices that I was totally happy with.
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17 Feb, 2023 by James mckeithan
Excellent service and by far one of the best attorneys around.
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10 May, 2024 by Joel horwich
Excellent legal advice. Highly recommended.
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11 Mar, 2024 by Justin lough
Exceptional law firm, highly recommend!
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22 Mar, 2023 by Edward grandis
Excellent
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18 Dec, 2024 by Him
She helped me with a very evil case. I am very grateful. I could have been in serious trouble and she got me out of this pickle.
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16 Dec, 2024 by Tiffany waggener
Michael Zywicki: The Attorney You Can Trust With Your Life, A True Genius in Law, and a Fearless Advocate!
I have worked with many professionals across various fields, but never in my life have I encountered someone as extraordinary as Michael Zywicki. To call him a genius in law feels like an understatement. From the moment he came on board, it became abundantly clear that this is someone operating at the highest level of legal expertise, combined with a compassion and dedication that are simply unmatched.
Mike has a remarkable ability to break down even the most complex legal issues into understandable terms, making the entire process feel approachable and manageable. Patient beyond belief, he never made me feel rushed or insignificant, no matter how many questions I had or how complicated my concerns were. Every response was prompt, thorough, and reassuring, reflecting a depth of knowledge and experience that is truly rare.
Mike is a force to be reckoned with in and out of the courtroom, he is relentless—an advocate and protector with an unparalleled drive to win. Whether it’s crafting a flawless legal strategy or passionately presenting the case before a judge, Mike embodies the word unstoppable. When you have him on your side, you know you have someone who will go to the mat for you, fight tooth and nail, and leave no stone unturned to achieve victory.
What’s more, his extraordinary skill and determination come with a level of integrity and fairness that is almost unheard of. The pricing was reasonable, especially compared to other law firms, that I was honestly shocked by the value of the services I received. I expected to pay significantly more for the kind of dedication, brilliance, and results he delivered—but his commitment to accessibility and client care blows me away.
I can say without hesitation that I would trust Michael Zywicki with my life. After working with him, I will never look to another attorney. Michael Zywicki is not just a lawyer; he is a true advocate, a protector, a warrior, and a friend who will fight tirelessly to ensure justice prevails.
Michael Zywicki is without question the best there ever was. Fierce, brilliant, compassionate, and unstoppable, he is the gold standard of legal excellence. I will forever be grateful for the life-changing services I receive!
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01 Oct, 2024 by Haleema mian
In a business often filled with deception and dishonesty, working with Michael was truly a breath of fresh air. From our very first conversation, Michael put us at ease with his knowledge and genuine approach. His honesty was evident in every interaction, and we never felt pressured or misled. Unlike many professionals in the legal industry who seem more focused on making money than serving their clients, Michael's integrity shone through, making us feel like we were in safe, trustworthy hands.
Beyond his transparency, Michael’s depth of legal knowledge was clear. He guided us through complex legal matters with ease, explaining everything in a way that was easy to understand, helping us navigate challenges we would have struggled with on our own.
What truly sets Michael apart is his empathy. Rather than just treating us like another case, he approached every interaction with care and compassion. It was clear that he was invested in not just the legal outcome but in our peace of mind. His ability to balance professionalism with a personal touch made all the difference, providing reassurance when we needed it most. This level of personal care is rare, and it’s what makes Michael stand out in a crowded and often ruthless industry.
In short, if you’re looking for a lawyer who combines honesty, intelligence, expertise, and true empathy, we wholeheartedly recommend Michael. He’s not just a great lawyer—he’s someone you can truly trust and will be our family lawyer for life!
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21 Feb, 2024 by Byron lockler
If you're currently reading this review in search of a lawyer, find yourself in comfort and ease and look no further. Because this man right here is hands down the most incredible, patient, knowledgeable, caring and Apex lawyer out there.
Mike has been the glue that bonded our family closer together.
I mean seriously without him and how hard he fights for his clients I wouldn't have my daughter today.
In the past year that Mike has spent with me, He has listened to not just me but also my family and everyone of our frustrations, and laid any fear, panic or disturbance to rest.
Mike has a strategic mind that will truly blow you away.
He's incredibly honest and never tells you something he won't follow through with.
He's a very easy person to talk to and I've spent so much time talking with him and about so many nessesary details of my case where he has financially helped me without nickle and dimeing me.
hes genuinely a caring and compassionate person and fights for what he believes in and what you believe in.
If Mike was on the food chain in a tank full of lawyers that were all "sharks", he would be the creature that would slowly approach and respectively everyone of those sharks would clear his way in fear of the Alpha.
trusting him with this case for my daughter was by far the greatest choice I've ever made.
Something so delicate and in need of attention and with accurate precision Mike handled my case flawlessly.
His communication and Dedication to my every need, thought and feeling, Everything has been attended to.
This man gave me the opportunity to show the world the father I can and will forever be.
He fought for my rights and my family.
How can I ever find words that could truly express how grateful I eternally feel.
My God honest answer is trust this man with everything and do exactly what he tells you to do or advises you to do and you'll come out on top.
Mike's isn't just a lawyer but a close friend who just so happens to know the law and is willing to use everything in his power to ensure success for your favorable outcome.
Mike's humor is the perfect addition to every family and he's that guy that you get excited to talk to and talk about. Like yup that's my lawyer 😎
He went waaaaaaaaaay above and beyond countless times to help me resource and find facilities, contacted people and helped get things setup and made my life easy and breathable.
Mike is the answered prayer from God, coming from that feeling when you're lost at sea and feel like your drowning.
Mike is that guy that brings a row boat to rescue and says wait. Till you see the boat your about to be on as he rows you back to safety, letting you rest while he does all the hard work.
My sister recommended Mike in my custody case because she had previously hired him for a case regarding her daughter years ago.
Because of Mike and how hard he fights, I mean with every finite detail this guy is willing to examine and find specific law in, he helped my sister gain full custody of her daughter and split custody with mine.
The little girl that Mike fought for years ago, now gets to babysit her cousin in which he also helped create that possibility for. Our family gets to be a family because of him.
Mike Zywicki thank you for fighting for me and my opportunity to be a father.
Thank you for fighting for my niece and for my sister to be her mother. Without you, we wouldn't be the family we are today.
If every person had a heart like you, the world would be a much better place.
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13 Nov, 2023 by James schlenker
He is the best. Hands down. He wins cases for his clients by being knowledgeable, well prepared and aggressive. He can adjust his strategy in a split second as necessary to outperform his opponents. He leaves his opposition speechless. Case closed.
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30 Jul, 2023 by Ken fiedler
I highly recommend Mike Leonard. he has helped be throughout my legal dispute. He is knowledgeable, responsive and above all, an zealous advocate. I am grateful for his support, guidance and services.
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12 Apr, 2023 by M sircar
Michael has great communication skills. He listened to our concerns carefully and informed and advised us thoroughly without the condescension I have felt from previous attorneys.
He kept us up to date on developments and responded to our calls quickly. He was empathetic to our situation and made us feel like our outcome was the highest priority. Thank You for the great outcome!
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05 Nov, 2024 by Rose presser
Attorney Shawn Leo is incredible! His attention to detail and communication skills are beyond. He is very articulate. I will be recommending him to my friends and clients
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19 Jul, 2024 by Lyndsey knighten
I recently had the pleasure of working with Shawn and am beyond thankful for his services. From our first meeting, Shawn always made me feel comfortable and heard. His professionalism, combined with a genuine empathetic approach, made a horrible situation much more manageable.
Shawn was not only responsive and accessible, but also highly skilled in his field. For those seeking a lawyer who blends exceptional expertise with genuine compassion and attentiveness, Shawn Leo is highly recommended. His unwavering dedication towards his clients goes beyond measure, and if you or someone you know is seeking legal counsel, do not hesitate a second longer and call Shawn.
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08 Jul, 2024 by Danielle
17 Apr, 2024 by Kristy ober
04 Feb, 2024 by Dwayne messick
Called and talked to Mr Mitchell !! Super friendly and informative!!!! I would recommend him for certain!!!
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08 Aug, 2023 by Thomas gaul
17 Apr, 2024 by Kristy ober
04 Feb, 2024 by Dwayne messick
Called and talked to Mr Mitchell !! Super friendly and informative!!!! I would recommend him for certain!!!
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08 Aug, 2023 by Thomas gaul
11 Oct, 2021 by Code blox
Aber Law Firm is simply the best! If you own/ operate a SaaS company, or need legal advice relating to your software offerings, I highly recommend using this firm. Jeremy is a fantastic lawyer who is a leading expert in the field of SaaS offerings. The Aber law firm team is very responsive and provides outstanding legal support.
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18 Sep, 2020 by Alex buckles
Aber Law Firm is top notch. Jeremy is responsive, professional, and highly skilled in his profession. Most attorneys I've worked with in the past want to create custom agreements for every possible scenario. Jeremy has standard agreements on hand for common needs and tweaks them as necessary. In doing so, he may only spend 10-15 minutes on the phone with you, to talk through what needs to be tweaked. He also only bills for time actually spent. I have other attorneys that will drag their feet and try to keep me on for a full 30 or 60, when clearly the conversation has ended, then I get billed for it. Jeremy's billing transparency is almost unheard of. I'd recommend him 10 times out of 10 for any SaaS company.
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10 Apr, 2020 by Kenan rappuchi
Jeremy is probably the most responsive and efficient business attorney I've ever worked with. Possibly beyond law, to include all professional services consultants or firms I've worked with over 3 plus decades.
What I really appreciated is that he stayed on point and didn't ask a bunch of unrelated questions, or start the 'well have you thought about this' conversation - which most attorneys, experts or consultants try to pull to lure in a potential client on fear of unknowns and justify more billable time for some unnecessary advice or service that wasn't asked for.
If you need an attorney with Jeremy's area of expertise, run, don't walk to Jeremy. Your business will be better off for it.
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31 Aug, 2024 by Catia pecoraro
John Horn was so knowledgeable in all questions I had. He should run for congress! He’d be awesome in office.
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03 Dec, 2022 by Renato graham
14 Sep, 2021 by Bart piotrowski
Excellent! She will get you the best outcome, financially and otherwise, taking into account the unique circumstances of your ticket.
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15 Aug, 2023 by Fb fontaine
Difficult to qualify the help we were able to get thanks to Amy WALLAS FOX AND Maya ROBINSON NAPIER! We are French and we used a Surrogacy for our baby. This law firm was our greatest support in the United States for the legal part and much more! We were assisted in areas that exceed what we paid for! We can never thank them enough! Very nice, very available, very fast response every time! We were reassured at every moment! Thank you again for your professionalism And your humanity! Fabien et François
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12 Jun, 2021 by Ashley sumrall
We have worked with Amy Fox and her team during a long, difficult domestic adoption. Amy and Carolyn were incredibly responsive to all of our needs, and always knowledgeable. In addition to providing incredible service, everyone was compassionate and encouraging. We highly recommend Amy without any reservations for any adoption legal issues and are grateful for all of her help!
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10 Jan, 2020 by Matt gopin
Great service and amazing client support! They were supportive and provided excellent communication from start to finish in our process. We couldn’t of asked for anything more! Thank you!
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19 Mar, 2024 by Conrad law (scanner)
Tyler is a rare treat and a person who cares about his clients. He's also really intelligent.
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09 Jul, 2021 by Megan hennessy
Tyler Coe provided exceptional legal counsel throughout my divorce and custody proceedings. Tyler is professional, supportive, and informed. I cannot recommend Tyler and Whitfield & Eddy enough - Their representation is simply unparalleled.
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05 Feb, 2021 by Roxane penick
Tyler Coe was a beacon of hope for us at a time when our options appeared limited and the likelihood of a satisfactory resolution seemed unlikely. He had a calm and empathetic demeanor while offering practical guidance through a difficult divorce. We are grateful for his service and very pleased with the results. We recommend Mr. Coe without reservation.
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11 Apr, 2019 by Jacopanini
My husband and I were very anxious having to refinance our home, but Michael LiPari and all working for him were wonderful. Everyone was friendly, professional and answered all questions, no matter how many we had. I would highly recommend Bond Street Mortgage and Michael LiPari and his team.
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18 Oct, 2018 by Jessica alegre
Mike and his team were wonderful to work with. Mike was recommended to us by our realtor and we were extremely pleased with the outcome. He made our home purchase a smooth and enjoyable process. He guided us with our purchase, giving us options that we didn't even realize were possible. Without Mike's help, we wouldn't be enjoying our new home. Mike went above and beyond, even coming to us for our first meeting, which was both informative and friendly. Mike's team was easy to work with and kept constant communication throughout the process. We would absolutely use Mike and his team in the future and have already recommended him to family. Thanks, Mike.
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21 Aug, 2018 by Ryan buttimore
Michael LiPari and his team are phenomenal. Michael came as a recommendation to us and we could not have been more grateful for it. He made our first home purchase a smooth and enjoyable process. He is extremely knowledgeable when it comes to all aspects of home buying. Additionally, he went the extra mile to accommodate our needs whether is was finance concerns or after hour questions we needed answered. Michael and his team genuinely wanted to make sure we found the right home with the right financing for us. I cannot say enough how much his sincerity and knowledge meant to us as first time home buyers! I would recommend Michael and his team without hesitation and will be using him again for the foreseeable future should we buy another home down the road! Thanks, Mike!
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03 May, 2024 by Kim huff
Justin was absolutely phenomenal. We could not have asked for more from an attorney.. He went above and beyond what was expected. He was there for us from the very beginning and every step till the very end of our case. He explained all the things we didn’t understand from the courts. He was very compassionate and genuinely cared about us and the loss of our son. He even called to check up on us after hearings. He got us the best settlement possible and we are forever greatful for absolutely everything he did for us and all his help. We will definitely call him again should we ever need his services.
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06 Jan, 2024 by Andrea vance
It has truly been an incredible experience working with Mr. Justin Gould. He has been extremely professional, diligent, and committed since our very first interaction. Despite any challenges that appeared along the way, he remained persistent and worked tirelessly on my case.
He was very timely with updates and always responsive and friendly. It is an honor to have entrusted him with my case, and we would highly recommend his services.
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21 Sep, 2023 by Charles church
Justin did an excellent job handling my Wife's car accident. He was very thorough, we never needed a lawyer until that accident. We highly recommend His services.
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30 Sep, 2024 by Cobey fehr
Awesome Lawyer! Super professional and got me the max settlement!
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30 Sep, 2024 by Enice01
I highly recommend Chasen Cohan to anyone in need of a top-tier personal injury attorney. The results speak for themselves. Thanks to Chasen’s tenacity and skill, I received a settlement that far exceeded my expectations. His ability to negotiate effectively and advocate fiercely on my behalf was truly impressive. I felt confident that my best interests were always his top priority. Chasen’s blend of professional excellence, dedication, and genuine care is truly unmatched. Choosing Chasen to represent me was one of the best decisions I made, and I am incredibly grateful for his outstanding service.
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30 Sep, 2024 by Adriana sanchez
He is very helpful, and I'm am very happy with the services he provided . He handled two of my cases, and I received what I needed, and so did my beautiful daughter. We both are very pleased with
COHAN AND ASSOCIATE
Thank you
God bless
Adriana S
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02 Feb, 2023 by Crystal vernon
06 Jan, 2023 by Colin stokes
31 May, 2022 by Jason strong
Great firm. They represent me on my will, trusts, business, etc. They have always been good with me. They care. My primary attorney is William Harbison, one of the partners, and he is a great guy. I'm very fortunate to have found him and this firm. Plus, he knows many people in other areas, that he can recommend. I found my accountant through him. I enjoy working with him and others at this firm. They care about their clients.
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24 Sep, 2024 by Yaser atiyeh
Mr John m Barrett. one of the best lawyer in virginia .
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07 Jan, 2024 by Jessica holland
I highly recommend Mr. Barrett and his legal team! He is my personal gaurdian angel. He has always been there for me and only gives 110% of his time to you and your situation. He made me feel like family and after 12 years of having him as my lawyer I am never disappointed w his results and his one on one personal attention to my case. He has been a blessing to me and my family!
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09 Nov, 2023 by Chris g
Mr. Bales is a very professional, competent attorney. But more importantly, he digs for errors in the case that can drastically change the outcome. His persistence in the fine details makes him extremely effective. I believe this sets him apart! Thank you Patrick for outstanding representation.
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11 Jun, 2024 by Rebecca s
08 Jun, 2022 by Travis koenig
Used them before for a case. Great firm.
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08 Feb, 2022 by Jake spano
Pam Whitmore is exceptional! She facilitated our city’s annual retreat covering governance models and knocked it out of the park. Clear, concise, thoughtful, and responsive in talking about the importance of governance models and norms to high functioning teams. Definitely recommend!
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03 Apr, 2024 by Kathy tran
21 Aug, 2023 by Kyle torvik
29 Mar, 2023 by Jeannine marie photography
22 Mar, 2024 by Patricia pasquale
The best!
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04 Nov, 2022 by Luis terrero
16 Oct, 2020 by Kavitha srinivas
I cannot recommend her enough. She is the best advocate for you, prompt, responsive, amazing!!!
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21 May, 2023 by Jennifer anukem
Intelligent
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09 Apr, 2022 by Christopher wilson
12 Nov, 2020 by Ann ratnayake macy
I have been lucky to work with Matthew Fineberg on a number of matters. He is an exceptional attorney. He works incredibly hard on behalf of his clients, is responsive, and goes above and beyond for their best interests. He was able to secure the asking settlement in less than a day on a business matter.
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05 Oct, 2022 by Marissa russell
Ball Morse Lowe is an incredibly thorough firm; everyone I've worked with there have been the best at what they do and consummate professionals. Chris Michael, the attorney I've worked close with various times is second to none at what he does; as well as being timely, efficient, and an all around incomparably knowledgable legal mind. Could not recommend more!
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14 Jan, 2020 by Doug hall
Top notch lawyers
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30 Jul, 2019 by Nate lawrence
Very professional.
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20 Jan, 2023 by Ya-ting
09 Oct, 2020 by Ben wood
Had a wonderful experience with John Assadi & Mauricio Martinez. They were tenacious through Covid and although it took longer than usual, they persevered and successfully got me an E2 Visa through much pain and distress. Fully recommend.
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05 Jul, 2020 by Matthew mccullough
20 Dec, 2023 by Catherine hammond
Having worked with several attorneys at Ireland Stapleton on different matters I have been incredibly impressed with the professionalism, attentiveness, and communication of the entire ISPP team. Specifically, Michelle Ferguson and K.C. Groves have been amazing and incredibly kind through matters that could otherwise have felt challenging. Special thanks to Barbara Laff for the connection and guidance as well.
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17 Jun, 2022 by Rick kirwin
08 Oct, 2022 by Ray burchette
07 May, 2018 by H d
16 May, 2016 by Jim shroyer
Eric Sternberger is a terrific lawyer. My wife Toni and I highly recommend him!
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10 Nov, 2017 by Alan donaldson
Best law firm around
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19 Apr, 2019 by K deriel
Sandy is an amazing lawyer! He combines extensive legal knowledge with warmth and ethical expertise. He makes you feel as if you are his most valued client.
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FAQs
Questions? We have answers
What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
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What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
