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13 Oct, 2024 by Chris wasko
I had the pleasure of working with Camellia and Carmel for my trademark needs, and I couldn't be more satisfied with the experience. Their expertise and guidance were absolutely pivotal in helping me create a trademark that perfectly represents my business. They made the entire process seamless and efficient, addressing my concerns and answering all my questions with patience and clarity. I highly recommend their services to anyone in need of trademark assistance!
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04 Sep, 2024 by Gemma estrella
It was a breeze working with Imani Law! I am forming my LLC and gathered all information online but still wasn't able to start right away since I work at nights and by morning I'm deadbeat. Lucky me I found them online and we go through the process and they took care of everything! within a matter of days I'm officially a business owner. Definitely recommend them for business especially for starting up. Professionalism, customer service at its best!
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27 Aug, 2024 by Andrea hernandez
I had a fantastic experience with Imani Law Practice. Their team provided invaluable legal advice and support as I navigated the process of starting my private practice as a licensed clinical social worker. A special thank you to Camellia for her exceptional guidance and dedication—she was knowledgeable, responsive, and genuinely invested in my success. I highly recommend Imani Law Practice for anyone looking for expert legal guidance in starting and running their business.
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08 Oct, 2024 by Anonymous
I am a small business owner who was searching for legal representation with a matter with the State of California. Nathan was responsive, thorough, professional, and most off all, committed to ensuring I received the best outcome for my business. We both expected this matter to last 30 days at the most, but it ended up taking 9 months to receive an outcome. Nathan provided me clear and informed choices that I could pursue and, in the end, an outcome that kept me in business. I am grateful and very happy with Nathan's services. Thank you!
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18 Sep, 2024 by Anonymous
I had some questions and concerns regarding use of my medical license to order medications for international use. After contacting several lawyers I was referred to Nathan Mubasher who had the expertise and experience to provide guidance. During an initial phone consultation he was able to answer a lot of my questions and then provided a detailed proposal with a reasonable service fee. After our consultation I decided that I did not want to pursue the endeavor, therefore I did not sign on for services. However, I would definitely recommend him if you are seeking legal advice in this area. He was professional, knowledgeable and prompt with communication.
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10 May, 2024 by Sam
From the moment I met Nathan, I knew I was in capable hands. Facing false allegations was a nightmare, but Nathan navigated every twist and turn with unwavering dedication and expertise. Their meticulous attention to detail and strategic approach gave me confidence throughout the entire process. Not only did they vigorously defend my innocence, but they also provided invaluable support and reassurance during a difficult time. Thanks to Nathan, justice prevailed, and I can't recommend their services highly enough.
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23 Jan, 2020 by Alex palmer
Best FBAR services!!!
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16 Dec, 2018 by Braden smith
16 Dec, 2018 by Stephanie smith
24 Aug, 2024 by Rosa mendoza
Las muchas me ayudaron muy rápido. Me ayudarno con el proceso.
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24 Aug, 2024 by Carla estrada
Super helpful. They helped me Seattle my case quickly.
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24 Aug, 2024 by Lourdes alvarez
They helped me with my case. I was able to call them whenever I needed anything.
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09 Oct, 2024 by Noemi falcon
I had the pleasure of working with Daniel King and his team. They were always willing and able to help with any questions that arose. They are extremely professional and efficient. They offer a wide variety of representation and i would definitely recommend them.
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09 Aug, 2024 by Carlos paredes
Everyone on my legal team was great and easy to talk to. They made the process smooth. This made talking to everyone much easier than expected. Hope to not need their services again but would definitely recommend.
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13 Jul, 2024 by Matty higgins
Patrick turned a worse case scenario in not the best possible outcome. Very grateful for his service, knowledge, and experience. Thank you. I also worked a lot with Martha, who was extremely thorough and took care of all my questions.
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15 Jun, 2024 by Reviviany corporation
I made the mistake of using a public defender when I caught my first case. That taught me that public defenders dont care and are really just there to process you thru the system. Please don't make the same mistake I did. When I ended up catching a bogus second dui case, I hired Chudnovksky Law and they assigned Kareem to defend me in airport court. He was a bull dog and did not give up.
Retaining Kareem Aref was well worth it. He got my case dismissed and I didn’t even have to go to court. Kareem had my back!!!!
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01 May, 2024 by Jermaine williams
Life put me through an experience that I'd never wish on anyone.. Then had to hire a cpa license attorney to represent me and resolve a hard fought legal situation in a fairly extensive process. I was very fortunate to have selected Robert Weinberg as my attorney. He went above and beyond to clear my name with the board of accountancy. I highly recommend him and Chudnovsky Law to anyone needing professional license defense. Thanks Mr Weinberg!
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18 Nov, 2023 by Cassie garcia
I got into some legal troubles and hired Kareem. He immediately calmed my nerves with his confidence and detailed knowledge. He fought my case as if I were his family with a great result. 10/10
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05 Jun, 2024 by Charlie luke velasquez
I am thoroughly impressed with the exceptional service provided by Attorney Marjorie Heinrich and her team. From the outset, Marjorie demonstrated an impressive understanding of the intricacies of dealing with insurance companies. Her ability to quickly adapt and pivot to new strategies was pivotal in the resolution of my case, which was settled much faster than I anticipated. The outcome was not only successful but also substantial. Throughout the process, Marjorie and her team were consistently responsive, keeping me well-informed and at ease about the progress of my case. I highly recommend Marjorie Heinrich for anyone seeking a skilled and effective attorney who delivers remarkable results swiftly.
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06 Mar, 2024 by Daniel korson
While I didn't end up working with Marjorie she took the time to listen and refer me to someone else who was a better fit. Thank you Marjorie for being responsive & very professional.
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11 Jul, 2023 by Chai saephan
08 Jul, 2024 by Ajeet singh
I live in the Sacramento Area, but I used to live in the Bay Area, where I found the firm. They were really responsive, detailed, and caring.
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08 Jul, 2024 by Hu gui
After getting married, I needed to remove the conditions on my green card. Kyle helped me with form I-751 and my interview. The office even had a nice Chinese New Year display.
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08 Jul, 2024 by Victor mondragon
Compassion, Communication and Knowledge, A clear guided experience! I cant express the gratitude I feel for the Peace of Mind brought by their knowledge. As a father, I always look for the best help for my family and I when it comes to situations that can get or have gotten out of control. Clear communication and understanding of the situation is what we wish for in desperate moments.
Right from the first conversation had with them, you will feel the security and confidence of dealing with true professionals. Making things clear is crucial in situations as such, this was provided right from the beginning.
The options provided to solve your situations are clear and explained in simple terms. Attention to detail is always present, no matter the questions or concerns had.
Highly recommend De Castroverde Law group for does want the right assistance in this unexpected and expected difficult situations.
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14 Oct, 2024 by Karen and rick
We are thrilled to write this review for Ethan Birnberg, our family's exceptional partner in business and real estate endeavors. His extensive knowledge and strategic approach in these areas have given us great confidence and instilled a deep trust in his unparalleled skill set.
From the outset of our professional relationship, Ethan demonstrated a profound understanding of the intricate details of business and real estate law. His expertise has been invaluable in navigating complex transactions, from various construction contracts and local county requirements to HOA matters involving our condo association and legal paperwork for home sales. Ethan meticulously addressed every legal aspect, and his strategic approach to disputes, combined with sound advice, provided reassurance throughout the process.
Timeliness and communication are critical in legal matters, and Ethan excels in both. He consistently responds promptly and keeps us informed at every stage. This level of communication gave us peace of mind and confidence that Ethan handled our matters with the utmost care and urgency.
What sets Ethan apart is his ability to simplify complex legal jargon and present clear options, making it easy for us to understand the implications of each decision. This clarity empowered us to make informed choices confidently. Ethan has assisted us across various locations and issues, always going above and beyond with a genuine commitment to achieving the best outcomes. His thoroughness and attention to detail are matched by his personable demeanor, making him approachable and easy to work with. His keen sense of humor is an added bonus, making even complex legal matters more manageable and our conversations enjoyable
I highly recommend Ethan Birnberg to anyone in need of business or real estate legal expertise. His knowledge, strategic thinking, timely communication, and unwavering dedication make him an outstanding choice for anyone seeking legal assistance.
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25 Sep, 2024 by Kim
I am writing this as an extremely satisfied and grateful client of Ethan Birnberg. Ethan was beyond knowledgeable about bankruptcy and patiently talked me through all the relevant aspects I needed to consider with my case. He graciously made himself available, even with impromptu and very time-sensitive questions/need for sound advice. I really appreciated his kind demeanor, advocacy, support, encouragement, professionalism, and clear communication during one of the hardest times of my life. Ethan had my back and after my first consultation with him, I immediately knew he was the best attorney I could ever have the good fortune of finding. I wholeheartedly recommend Ethan Birnberg—his skill set, advice, and ability to create a positive outcome for me were priceless. I can’t imagine being in better hands with anyone else. Ethan is the real deal!
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01 Nov, 2023 by Noel
Ethan helped us with a real-estate titling transaction. His knowledge of real-estate law in CA and tax consequences of different approaches, quick responses to our contacts, and overall professionalism were prominent in the transaction and very much appreciated. He saved us time and money on something we had to get done fairly quickly.
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15 May, 2018 by Anonymous
From the first message that I sent to Mr. Kayhan, he was very professional and attentive to my needs in my case. He helped me resolve my case and I am very happy with his services and his professionalism. Highly recommend using his services
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05 Apr, 2018 by Kristin & g
We had a very specific need for buying a house from my husband's cousin using a lease option with a 2 year term. We talked to MANY attorneys - both through my husband's law plan at work (which is how we found Boris!) and from our own research. Boris was detail-oriented, asked a LOT of questions, took the time to explain our risks, wasn't afraid to pick up the phone to clarify details and provided all of the paperwork within our agreed upon timeline. Thank you so much for working with us!!! We are happy to recommend you as an Attorney and hope to have a chance to work with you again soon.
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12 Mar, 2018 by Wei-kong
We hired Boris to help with a home sale by owner. My wife and I found Boris to be very knowledgeable and helpful throughout the entire process. We felt that he was genuinely concerned about our best interests each step of the way.
He was always prompt when returning our phone calls, texts, and emails and was very patient answering our questions.
We would not hesitate to hire Boris again in the future and highly recommend him to anyone looking for an excellent lawyer!
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16 Mar, 2024 by Raina nelson
Eanet, PC was extremely responsive and helpful in guiding me through a tough workplace situation with a successful outcome, I highly recommend!
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29 Jan, 2024 by Steve murillo
Danielle Eanet, Esq and her team have been excellent! They are professional and extremely competent. I would highly recommend their services to anyone!
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29 Jan, 2024 by Dr. kevin sands
I am so grateful to have hired Danielle Eanet to represent me for a claim regarding a disgruntled employee. I was so scared when i received the compliant. Danielle walked me thru the process and kept encouraging me and kept my spirits up. She was always available to talk and eased my mind. Mrs. Eanet has incredible experience, knowledge, and resources. She fought hard for me. I felt like she cared about me like a family member the entire step of the way. She delivered the results i was hoping for!!! I have never slept better!! Danielle Eanet is awesome and will be recommending her the rest of my life!
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17 Jul, 2024 by Richard
I've been fortunate to have benefited from Charles's services and expertise for a number of years, for both my personal needs and also our company's. Recently I contacted Charles to draw up a new Will and Family Trust for our family. As one would imagine this is a very emotional task and the focus on every detail and word is essential. Charles and his staff made this amazingly simple, and they were very sensitive to and supportive of our concerns and desires. The entire staff is very professional, and they guided us through every step and our Family Trust was a very detailed project, but they made it so very easy. I am grateful for all their professionalism and their assistance on this. While I am extremely pleased with the outcome of this effort I am not at all surprised as Charles and his staff have consistently delivered the same excellent service in all of my dealings with his office.
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02 May, 2024 by Ross pitcoff
Mr. Liu is an outstanding attorney who has provided dedicated and consistent local counsel services to our law firm. He and his Team are meticulous, communicative and do a great job of zealously representing their clients. Highly recommended.
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07 Mar, 2024 by Me
19 Jul, 2024 by Lyndsey knighten
I recently had the pleasure of working with Shawn and am beyond thankful for his services. From our first meeting, Shawn always made me feel comfortable and heard. His professionalism, combined with a genuine empathetic approach, made a horrible situation much more manageable.
Shawn was not only responsive and accessible, but also highly skilled in his field. For those seeking a lawyer who blends exceptional expertise with genuine compassion and attentiveness, Shawn Leo is highly recommended. His unwavering dedication towards his clients goes beyond measure, and if you or someone you know is seeking legal counsel, do not hesitate a second longer and call Shawn.
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08 Jul, 2024 by Danielle
03 May, 2024 by Info water business usa
I have work directly with Shawn multiple times, he was great from beginning to end. The communication, response time and clarity was better than expected. I will be using his company in the future if needed.
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15 Aug, 2014 by Anonymous
Richard Stephens represented my brother(who has since passed away) against a major securities firm.
In his words and I quote"your true purpose and motive was to seek justice,and I applaud you for your boundless energy and outstanding knowledge of the law.and so I say, in sincerest thanks and gratitude win or lose, it has been my pleasure and honor to have you represent me in a court of law, No one could have served me better." They won the case!!1
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23 Jun, 2014 by Paulette
Richard proved to be the BEST ATTORNEY anyone could have in their corner. He is absolutely
BRILLIANT , highly respected and his powerful skills have earned him a solid success record. I thank him every day for taking my case...he is a HERO!
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20 Jun, 2014 by William
In late 2007 I was with a stockbroker from New York. At first everything seemed ok and then everything went bad very quickly. The agent was making unauthorized trades over $1,150,000 on margin when my account had about $ 240,000 in equity. I really did not understand what was happening. When I contacted Richard Stephens, He was very Professional and reassuring. Mr. Stephens. then reviewed the files, did his own investigation and found that the brokerage firm was using an unregistered securities firm, further that the brokers were involved in fraudulent activities and conduct. Mr. Stephens decided a course of action and filed a complaint with FINRA. During the FINRA hearings the brokerage firm was always late, witnesses not available and many other reasons to delay. Mr. Stephens was very aggressive in stopping these actions and bringing out what really happened. Mr. Stephens expertise and presentation to the FINRA hearing officers resulted in a positive outcome for me. From the start to the finish Mr. Stephens was always available and kept me updated at all times on what was happening. .I firmly believe that Mr. Stephens is a honest and fair man. As an Attorney it is my opinion that there is no finer or more capable than Richard Stephens. If I ever need another attorney, I will definitely contact Mr. Stephens. I recommend without any reservation Richard Stephens to any person who needs an attorney or legal guidance. I say this because, after loosing my retirement money, he gave me back my life and I am very thankful.
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11 Oct, 2018 by Cj
I have never met another Attorney like Julie! She is to the point and speaks in a way that a regular person can understand by giving examples. I left my consultation knowing exactly what steps I will be taking next.
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03 Apr, 2018 by Anthony
Julie Mains is really great at what she does. I've gone to her for legal estate matters and she's been very helpful throughout every process. I recommend her to all of my friends and family. She's great company, extremely warm (but she can also be the bulldog in your corner) and she's always a pleasure to work with. Julie is someone I look to not only for legal advice but also as a mentor. She's amazing!
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02 Apr, 2018 by Ben
My office was going to be featured in a television show and I needed certain releases for everyone to sign. Julie was able to provide these custom documents with ease. I highly recommend using her services.
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23 Feb, 2021 by Natalie amoils
18 Apr, 2020 by Brendan g
18 Apr, 2020 by Deborah poulter
10 Nov, 2020 by Dennis
A broker had placed my mother's retirement savings in several high risk investments that lost value almost immediately. We weren't aware of these investments until after she passed away. David helped my family recover against the firm and they settled before court date.
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18 Nov, 2017 by Roger
Our office brought david in to help with investment related problems associated with a large client. He was referred to us by another attorney in San Diego. We were told if David couldn't understand these investments no one could. They were right. He met with us and took his time explaining the best way to handle. The client ended up hiring his firm also. We will be using him again.
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20 Jan, 2016 by Daniel
David and Tim have been retained by me for one year to negotiate significant domestic and international settlements, and they have shown and used when doing so the requisite skills which have moved settlements toward favorable results. They are at their best when preparing and evaluating cases, when using appropriate tactics, when using counter measures, when making first offers, when in direct examinations, cross examinations, and when in the examination of expert witnesses. Their writing is marked by being direct and precise, by blending precision with simplicity.
David and Tim are particularly sensitive to complex moral situations, where no rule of thumb applies, no simple appeal to a single principle can assure a rational outcome. In such an instance they can be counted on to sort out the conflicting factors to determine what law, rule, or principle bears upon the situation, and what are the relative urgencies which govern a timely action.
David and Tim command a family of intellectual traits and abilities which allows them to cope with the unexpected, grasp relations, and solve problems with speed and originality. Especially pronounced among their intellectual traits is their ability to create a congenial, professional relationship with their clients wherein written reports are delivered without fail on a designate date to a designated site to coincide with or be separate from timely discussions. Their work pays close attention to the importance of having everyone on the same page and having the client in charge and fully informed.
I am a retired California State Senator who has hired and dealt with a number of skilled attorneys at law in the private and public sector. I have place David and Tim among the best of them and have in writing this statement measured them against this lot.
Dan
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21 Jun, 2019 by Antonio
Attorney John Kakinuki tremendously helped me with my divorce proceedings. He said divorce wasn’t his specialty but mine was an international marriage and he is expert in international work and was recommended by mutual friends in our church, so he worked hard to make sure everything went right.
He provided me with excellent service. He gave me a lot of professional advised as to how and what I should expect from the court.
He is very very professional, very knowledgeable. I was so impressed by his work ethics. My case went quick and smoothly because he paid attention to all the details and paperwork’s required by the court.
Honestly at that time I don’t care about anything. Divorce was a nightmare for me. All I know is I just want it done and get over it. Even today when I should forget the proceedings. I still recall how Attorney John Kakinuki treated my case very well. He gained my respect and admiration because he was not only there to represent but he also gave me emotionally support and I felt it.
He is such a great lawyer with integrity and a big heart.
If you need legal advice or question I will definitely, highly recommend Attorney John Kakinuki and you will not regret it.
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19 Jun, 2015 by Alice masuko
I was referred to John Kakinuki by a former colleague from the Baker & Mackenzie law firm. He was recommended as a professional with great integrity and an impressive history of experience in litigation and Intellectual Property both in the US and in Japan.
Even though my case was not related to intellectual property, John Kakinuki agreed to meet me and advise me about a case in Japan involving my family. From the very first meeting, I was impressed by his compassion and sense of justice as he provided me valuable advice at no charge.
Mr. Kakinuki demonstrated a profound knowledge of the Japanese justice system and Japanese lawyers' work ethics. He speaks with the confidence of many years of professional experience with litigation in Japan and in the US.
John Kakinuki reached out to his network of law professionals in Japan and procured a Japanese lawyer that spoke English and was willing to work for my family (who actually lives in Brazil). This was an enoumous help given the fact that the majority of Japanese lawyers will not work for foreigners. Mr. Kakinuki kindly initiated our first contact with the lawyer in Japan and helped us get started with our case.
I would highly recommend John Kakinuki as a lawyer. He is an impressive litigator who presents arguments and facts based on knowledge and experience when giving advice. I have great respect and admiration for his professionalism.
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09 Apr, 2015 by Jim
I have worked with John Kakinuki on various legal matters for a number of years. I have found his character and integrity are beyond reproach. His legal skills are top notch. I have seen him handle new legal matters with professionalism and skill. He has always produced excellent legal work product. I would recommend him without hesitation or qualification.
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23 Jan, 2023 by Patrick canning
Toddler Paradise!!!
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09 Apr, 2022 by Joanne ferretti
This office has taken care of my legal needs for 30 years. Thank you!
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03 Nov, 2020 by Kaushik vinjamur
12 May, 2010 by Diane f.
He got results and did it quickly and efficiently. Very personable and smart. Highly recommended for corporate, real estate and business transactions.
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24 Nov, 2009 by David simon
I worked across an extremely complex transaction with Mr. Grigorians. Both my clients and I were impressed with his performance and responsiveness. I recommend Mr. Grigorians without reservation and look forward to working with him again.
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31 Aug, 2015 by Nigel
We were looking for insight into a new venture, and if we should do it as part of our corporation or set up a new company. Jan gave us more than the simple answer to the question. She helped us to understand the nature of the interactions between the companies involved, tax ramifications of structuring the deal, as well as the most effective and profitable strategy for how we classify associated cost of goods internally.
She helped us to understand issues within our accounting systems and how that information would help us to have a deeper and more genuine insight into each step of the process between sales, product fulfillment and billing.
The new venture is up and running (well) and we have a stronger insight into how our businesses are performing. We've also reduced our tax bill. If you're looking for someone who is simply going to tell you what you want to hear, this might not be your attorney. If you're looking for the right answer, and expertise that crosses many valuable business disciplines (like we were), then Jan is a perfect fit.
Highly recommend.
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30 Aug, 2015 by Tim
Jan and her team provided my wife and me with some very helpful tax and estate planning services and got us on track to obtaining the most advantageous tax position possible on our rental properties.
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29 Jun, 2014 by George
Mr. Cary doesn't accept many cases. However he will work with you at resolving important issues that you may encounter. He is also a very successful businessman who provides guidance to companies large and small. He really helped me with a very large transactional issue that I was over my head on.
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29 Mar, 2010 by Tony
i was involved in several complex itigation matters and had Mr. Cary represent me for all of them. We won handily, even with one matter that was a long shot in my mind.
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15 Feb, 2022 by Suzanne raina
I've been referring cases to Merino Yebri since 2016, to both Alex and Sam. They are prompt at communication, thorough in their analyses, and fight hard for their clients. My clients, friends, and contacts whom I've referred have been happy with their representation, and they honorably pay referral fees. Highly recommend.
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13 Nov, 2014 by R g
Best legal experience I've ever had. Sam is hard working and truly cares.
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19 Oct, 2011 by Albert
Has worked with us on several projects, some as straightforward as the forming of our LLC, structuring of our partnership, and many other complex and sensitive financial matters.
After working with several other esquires on an a la carte basis, happy to now have Pierre on board as our go-to attorney. Communication is always lightning quick, detailed, and answers all questions thoroughly - and is very fair with billing his time. Happy to continue working with him.
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25 Aug, 2011 by Wendy
I was the defendant in a frivolous lawsuit and Pierre Basmaji represented me. It was a difficult case as the plaintiff and their attorney dragged their heels through the entire process, wouldn't communicate, etc. I had never been sued and this was a big lawsuit filed in federal court involving intellectual property. I was an emotional wreck, frightened and nervous. Pierre not only knew the laws involving my case inside and out, but he calmed me down many a time during the process. Since then I have hired him to draft an operating agreement for my business as well as an employee contract. I can't recommend him high enough.
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17 Feb, 2013 by Paul
Excellent lawyer, excellent firm!
More than met our expectations on highly complex tax-exempt dormitory finance transaction.
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08 Nov, 2011 by Bruce
Guided us through a complex $12.5 million water project. The Weist Law Firm is HIGHLY sophisticated, and public agencies will be hearing more about this firm--if they haven'y already.
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10 Aug, 2009 by Anonymous
We have been doing business with Gary Highland for over 12 years now and his service and professionalism is second to none.
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15 Oct, 2014 by Anonymous
Austa is one of the most thorough lawyers I have worked with. Her attention to detail, knowledge of the law and ability to explain complex documentation, processes, procedures and advice in layman's terms make her an excellent choice for an attorney. Her follow through is exceptional and I will without a doubt be coming to her for legal guidance in the future. I'm lucky to have worked with her early on in her career, she will always be my top choice. She's a great trustworthy find in the sea of lawyers...
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20 Jun, 2007 by Anonymous
I have used many lawyers in my career and Stephen Pahl is one of the best, most qualified lawyers in the San Jose, CA area. He knows the law and that made me feel very comfortable and safe.
He has saved my company tens of thousands of dollars by giving me sound advice and representing our interests. In nearly every case we have used Stephen for the outcome has been positive for my company. I would recommend Stephen to anyone looking for expert legal representation.
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16 Apr, 2019 by Anonymous
Ed helped me with several legal matters. He is an experienced trial attorney and financial adviser with an estate practice.
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22 Oct, 2021 by Sara
I contacted Joshua Fields's firm Kirtland & Packard regarding a potential class action law suit. He returned my call within the hour and discussed details with me for a full hour!! The consultation was not a part of his schedule for the day, but he even put effort into researching my issue before he called me! He took his time discussing with me, asking questions, and researching my issue. I felt like I was talking to a therapist. His communication style is validating & empowering. I contacted him earlier than when I anticipated I'd actually need him, so he continued to reach out to me on his own time to ask for updates for several months!! We subsequently had multiple lengthy conversations. He is thorough, always on time, and very organized despite how complex my issue was. Thankfully my issue was resolved, but he was so ready and supportive to fight for my rights. I highly recommend him, with no hesitation!!
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What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
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What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
