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Peter Evan Calamari, experienced Business, Consumer Protection attorney in New York, NY with 1 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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12 Jul, 2023 by Gheorghe
All I know about Mr. Calamari is one The Best and Correct Lawyer what exist in NY STATE AT THE PRESENT TIME!! I am confident to hire him to resolve all Problems with start on 2/8/2022! So let me contact Mr Calamari and I will help WINRED TO SAVE AMERICA!! Sincerely yours, Gheorghe Dobra!
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Jay Louis Taylor Jr, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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24 Mar, 2016 by Michael
Our company's experience with Jay Taylor of Taylor Louis has been great. Mr. Taylor was very transparent in his firm's approach. He believed in our business model and the Taylor Louis team of lawyers has helped to successfully resolve an office lease dispute, a retailer contract default and an LLC Member issue. Moreover, Mr. Taylor has consulted our company regarding potential flaws in our corporate structure and our initial incorporation documentation. Jay is currently advising our Management Team on structuring an amicable acquisition of a competing brand. Now that we have established a working history, Jay Taylor is offering to make introductions to his contacts where there may be opportunities for a mutual benefit or new business. I would highly recommend Jay Taylor and the team at Taylor Louis.
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Sabeena Ahmed, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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21 May, 2016 by Ryan
Sabeena dove right into our project and cut through the weeds for us. We were preparing for a large contract with government flow-downs and Sabeena was able to jump in and explain it to us with ease and comfort, even with little pre-work on our end. The personal feel and attentiveness was most impressive. We look forward to building on the relationship we started with her and her firm.
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Kenneth Lawrence Schwartz, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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11 Mar, 2011 by Rafael
I was a client of Ken Schwartz and his work is outstanding. He is very knowledgeable and provides smart solutions to all issues. I strongly recommend his services.
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David Guerrero Liston, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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07 Jan, 2014 by Anonymous
This man is the best that ever did this law stuff along with every attorney he supervises or works with. District attorneys should be shook when he enters a courtroom. Beware he wears some crazy colored socks lol. One who has mastered the " 48 laws of power" in the criminal justice system. I love him and his whole team. A real life saver! This is coming from a guy who is as real as they come in the streets of N.Y.C."
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Joseph P. Cunningham, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
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15 Mar, 2011 by Anonymous
Joe negotiated and executed my employment contract with my company's board. He has also helped negotiate and navigate my company through two deals and one very sticky spot. Joe is extremely intelligent and can quickly get to the heart of the matter. His efficiency is very helpful when trying to control legal costs. I would hire joe to run my company if we could afford him.
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Martin H. Kaplan, experienced Business, Consumer Protection attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
16 Mar, 2015 by Teresa
Mr Kaplan was able to restore my trust back in the legal system. He knows the law. He takes a case on with confidence and finishes it with victory for his client. It would be great if more lawyer's followed Mr Kaplan's example. I am profoundly grateful.
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Michael S. Yadgar, experienced Business, Consumer Protection attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
17 Apr, 2012 by Anonymous
This guy is one of the best lawyers i have ever seen and been with. I was apprehensive to go to him at first but then he was superb. Thank you for your time
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Kostas Cheliotis, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
22 Jun, 2013 by Anonymous
This lawyer has alot of experience and if he's not your's then you've already lost your case. Take for example his name: Kostas => a stable character, very self aware and solid as a person, doing great at work due to his persistence. Although he looks social, he is mostly introverted. Is there better than him ? No ? Yes ? Better to try and see for yourself...
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Melinda Marie Sarafa, experienced Criminal Defense, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
30 Jan, 2014 by Benjamin
At the inception of the case, She weighted the Pro's and Con's of different approaches to the matter. Detail oriented and Educational. If ever there was a problem with the judicial system in the future she would be contacted in no limit of time...! Another point to add, I had an additional issue which WAS not related to the reason she was originally retained and acquired remarkable results on that front as well. Overall a counsel to seriously consider if your life is hanging in the balance.
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Michael Yuri Sukhman, experienced Business, Financial Markets And Services attorney in White Plains, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
14 Sep, 2011 by Anonymous
I got Michael Sukhman for a job and he was AMAZING!!!!!!!!!!!!!!!!
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Jordan David Becker, experienced Business, Consumer Protection attorney in Tarrytown, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
25 Mar, 2020 by Anonymous
Very knowledgeable, experienced, bright and great advocate. Was helpful in securing a solution to my legal problem. Much appreciated!
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Stuart M. Riback, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
15 Feb, 2012 by Anonymous
While an officer (President) and director of a publicly-traded company, I had the unfortunate experience of defending a number of lawsuits (stemming from one disgruntled source) that, in my opinion (and ultimately the courts' as well), were without merit. Furthermore, the directors of the corporation were also individually named as defendants which added significantly to the drama. Stuart was recommended by our counsel. Thank goodness. The litigation was multi-jurisdictional and the plaintiffs' counsel was "creative" to say the least. Stuart's expert understanding of the rules of civil procedure - in addition to his significant understanding of the substantive law - was invaluable.
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Eliyahu Z Kaploun, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,03
star star star star star
5.0/5
Avvo
5.0
1 Reviews
star star star star star
24 Feb, 2014 by Anonymous
Friendly and knowledgeable. Called me each step of the way and explained the process so that not only was I well informed but I understood it all.
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Scott Edward Friedman, experienced Business, Financial Markets And Services attorney in Buffalo, NY with 9 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,01
star star star star star
5.0/5
Google Maps
5.0
9 Reviews
star star star star star
31 Aug, 2024 by Catia pecoraro
John Horn was so knowledgeable in all questions I had. He should run for congress! He’d be awesome in office.
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03 Dec, 2022 by Renato graham
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star star star star star
14 Sep, 2021 by Bart piotrowski
Excellent! She will get you the best outcome, financially and otherwise, taking into account the unique circumstances of your ticket.
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Bohdan Stephan Ozaruk, experienced Estate Planning, Financial Markets And Services attorney in Scarsdale, NY with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,01
star star star star star
5.0/5
Google Maps
5.0
6 Reviews
star star star star star
22 Mar, 2024 by Patricia pasquale
The best!
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04 Nov, 2022 by Luis terrero
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16 Oct, 2020 by Kavitha srinivas
I cannot recommend her enough. She is the best advocate for you, prompt, responsive, amazing!!!
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Glen Wallace Roberts II, experienced Business, Entertainment attorney in New York, NY with 3 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
3 Reviews
star star star star star
20 Jan, 2023 by Ya-ting
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09 Oct, 2020 by Ben wood
Had a wonderful experience with John Assadi & Mauricio Martinez. They were tenacious through Covid and although it took longer than usual, they persevered and successfully got me an E2 Visa through much pain and distress. Fully recommend.
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05 Jul, 2020 by Matthew mccullough
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Rubin Simon Sfadj, experienced Business, Financial Markets And Services attorney in New York, NY with 2 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
2 Reviews
star star star star star
20 Nov, 2022 by Anna miller
I needed to find out information of my former husband whom I divorced 40 years ago and did not keep in touch with. All I new was that while I emigrated to United States, he stayed in Moldova for a while, then left his place of residence for Moscow about 20 years ago and nobody heard of him since. Kirill Chashchin from Russian Genealogy project was able to trace him to Moscow suburban where he lived, found that he passed away in 2001, obtained duplicate of death certificate, apostilled it and sent it to me. While researching he kept me posted of the development, always disclosed various options and prices, informed me of possible delays that could occur. I very much appreciate his professionalism and efficiency, as well as his reasonable fees. I would definitely recommend him to anybody who need such services. Thank you, Kirill Lyubov Borzova NJ, USA
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19 Oct, 2017 by Svitlana schwartau
Very helpful organization. I'm thankful for your help and advice.
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Brenda Kay Lenahan, experienced Business, Consumer Protection attorney in New York, NY with 2 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
2 Reviews
star star star star star
01 Mar, 2020 by Don sternfeld
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25 Feb, 2020 by Hyuck joon choi
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Steven P Kirberger, experienced Business, Financial Markets And Services attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
1 Reviews
star star star star star
28 Jan, 2022 by Mark glassman
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Katherine Blackwood Harrison, experienced Business, Consumer Protection attorney in New York, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
1 Reviews
star star star star star
07 Dec, 2018 by Rupam gupta
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Alexander Berger, experienced Business, Financial Markets And Services attorney in Garden City, NY with 1 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,00
star star star star star
5.0/5
Google Maps
5.0
1 Reviews
star star star star star
02 Nov, 2015 by Jake- brawl stars
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Leanne Murray Shofi, experienced Appeals, Business attorney in White Plains, NY with 273 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
38,58
star star star star star
4.9/5
Google Maps
4.9
273 Reviews
star star star star star
08 Feb, 2025 by Karen bobadilla
I found the communication to be less effective than I had hoped. There were instances where my questions went unanswered, and I felt a bit lost in the process without sufficient guidance. I believe there may be opportunities for improvement, especially when assisting new buyers, particularly within the Hispanic community. I do not recommend him
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27 Jan, 2025 by Fernanda martínez
Doy gracias a la abogada y su equipo de trabajo por la ayuda que estamos recibiendo mis hijos y yo pudiendo obtener nuestro permiso de trabajo y social,una persona muy responsable en todo lo que hace siempre pensando en el bien de sus clientes,excelente abogada y no duden en contactar sus servicios,Dios la Bendiga a usted y su equipo de trabajo
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14 Jan, 2025 by Michael sussman
Harry Kaufman was a pleasure to work with, efficient, honest, and most importantly, handle our legal matter with great success. We highly recommend him!
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Marlene Risa Goldberg, experienced Business, Financial Markets And Services attorney in New York, NY with 32 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
38,33
star star star star star
4.9/5
Google Maps
4.9
32 Reviews
star star star star star
10 Feb, 2025 by June huang
彭律师在我关于美国身份的问题上,给予了细致、耐心和专业的建议,提醒我提前准备好各种相关文件,最终顺利入境,以及为后续留美申请做出了充分准备。感谢彭律师的支持和帮助!推荐彭律师律所的合作!
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07 Feb, 2025 by Yijie zhao
非常感谢彭律师及其团队帮助我完成我的case! 彭律师团队非常高效且专业,收费合理,且设身处地从客户角度出发,在各方面给予我极大帮助。 在合作过程中,我们的沟通非常顺畅。彭律师耐心听取问题并与团队研究后提出行之有效的解决方案。我会推荐身边其他有需要的朋友来找彭律师解决他们的case。
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05 Oct, 2024 by Jiangnan hou
I had the pleasure of working with Attorney Peng and Attorney Kong on my O-1B visa application last year, and I cannot express enough how grateful I am for their expertise and dedication throughout the process. From our initial consultation to the final approval, they demonstrated an exceptional understanding of the O-1B category and provided invaluable guidance tailored to my specific field. They were always available to address my questions, providing clear and concise explanations, making the complex immigration process much easier to navigate. I highly recommend their services to anyone seeking dedicated, knowledgeable, and highly professional attorneys for their immigration needs.
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Michael David Friedman, experienced Business, Financial Markets And Services attorney in New York, NY with 32 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
38,33
star star star star star
4.9/5
Google Maps
4.9
32 Reviews
star star star star star
10 Feb, 2025 by June huang
彭律师在我关于美国身份的问题上,给予了细致、耐心和专业的建议,提醒我提前准备好各种相关文件,最终顺利入境,以及为后续留美申请做出了充分准备。感谢彭律师的支持和帮助!推荐彭律师律所的合作!
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07 Feb, 2025 by Yijie zhao
非常感谢彭律师及其团队帮助我完成我的case! 彭律师团队非常高效且专业,收费合理,且设身处地从客户角度出发,在各方面给予我极大帮助。 在合作过程中,我们的沟通非常顺畅。彭律师耐心听取问题并与团队研究后提出行之有效的解决方案。我会推荐身边其他有需要的朋友来找彭律师解决他们的case。
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05 Oct, 2024 by Jiangnan hou
I had the pleasure of working with Attorney Peng and Attorney Kong on my O-1B visa application last year, and I cannot express enough how grateful I am for their expertise and dedication throughout the process. From our initial consultation to the final approval, they demonstrated an exceptional understanding of the O-1B category and provided invaluable guidance tailored to my specific field. They were always available to address my questions, providing clear and concise explanations, making the complex immigration process much easier to navigate. I highly recommend their services to anyone seeking dedicated, knowledgeable, and highly professional attorneys for their immigration needs.
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Mohammed Ahmed Gangat, experienced Appeals, Criminal Defense attorney in Mineola, NY with 21 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
38,32
star star star star star
4.9/5
Google Maps
4.9
21 Reviews
star star star star star
06 Nov, 2024 by S o
Google Maps
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10 Oct, 2024 by Sonia smalls
I was introduced to the Meltzer Lippe Law Firm through the NYPL Business Center’s seminar series on estate planning. The seminars were very informative and I chose to work with them and do my estate planning and my aunt’s estate planning. They did an excellent job. I am very happy that I chose them to work with and I hope to use them in the future when needed.
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06 Oct, 2024 by Christina “tina” tuzzolino-larkin
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S Robert Schrager, experienced Financial Markets And Services, Real Estate attorney in New York, NY with 17 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
38,32
star star star star star
4.9/5
Google Maps
4.9
17 Reviews
star star star star star
26 Apr, 2024 by Lisa fuhrman
Julia Santo and Kris Slifkin are wonderful! I found myself in desperate need of an Elder Care attorney last spring and Julia literally came to the rescue!! Julia and Chris “held my hand” through the overwhelming process of paperwork, Medicaid, provided resources, gave clear direction on how to navigate the various systems and just as important, were there for me any time I needed them. I highly recommend Lamson and Cutner and specially, attorney Julia Santo!!! Thank you!!!!
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24 Apr, 2024 by Michael martone
As a caregiver for many years of a family member who had Parkinson's disease, our Licensed Clinical Social Worker at our hospital Neurology Department presented me with three names of eldercare law firms as my family member's health was declining. I interviewed all three firms, then selected Lamson & Cutner to proceed with our eldercare requirements for help in navigating the ever changing legal requirements as to long term nursing home care when on USA Government health care insurances. I am so happy to have found this law firm for help , my family members agree ,that it was the wisest decision for me to make. No one can do this complicated legal work alone and it is best ,if possible to proceed with legal issues when the ill person can still understand and contibute their own desires as to what their assets distribution ,usually but not exclusivly into an Irrevocable trust, as well as critical end of life decisions to their family which should be then ultimately drawn up in legal documents by an Attorney . As the LSCW stated to me when I hesitated thinking "I had so much time to get to this issue" ...'Don't put it off"!
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07 Mar, 2024 by Brett gatien
Favorite law firm to work with in NYC. Super knowledgeable on all things elder law & special needs planning. Look no further!
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Michael Gilman, experienced Business, Consumer Protection attorney in White Plains, NY with 283 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
37,90
star star star star star
4.8/5
Google Maps
4.8
283 Reviews
star star star star star
06 Feb, 2025 by Molly canu
This is our third time working with Tracey. She is super organized, very knowledgeable, and always clear in communicating every step of the way. She is friendly and kind but also gets things done quickly and efficiently. Highly recommend her.
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31 Dec, 2024 by Michele curcio
I sought the services of Tracey for the sale of my home based on the recommendation of my real estate agent, who I trust without question. Lucky me. Trace was responsive, attentive and experienced. Her advice was frank and direct, which I appreciate, and her team worked seamlessly. I would not hesitate to engage her again.
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17 Dec, 2024 by Kelly wing
Tracey handled both our sale and purchase and was incredible all the way through. Both transactions were complicated to say the least and she gave us very sound advice and guidance in every step. We have the most trust in her and cannot imagine we would have made it to the same end point without her.
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Derrelle Marcel Janey, experienced Business, Financial Markets And Services attorney in New York, NY with 259 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
37,87
star star star star star
4.8/5
Google Maps
4.8
259 Reviews
star star star star star
14 Feb, 2025 by William liles
I was referred to Hill & Moin by a highly satisfied client. Even though they were not located in my state, I gave them a call. And, they took the time to listen to my case and decided it was worthy to pass on to attorneys near me. I had the toughest time in finding attorneys in my own state as many are apparently afraid of fighting for me because of the influence of the company that injured me. Hill & Moin is a credit to their community and their profession!
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14 Feb, 2025 by Sly scarlotti
Hill & Moin are the best injury lawyers in the business, they are very professional and caring, they put they're clients needs first, and I was always treated like family, I love and appreciate them dearly, Sincerely, Eldrick Pressley
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06 Jan, 2025 by Yvette cavaliere
I had an excellent experience utilizing Hill & Moin LLP for my case. This law firm is extremely professional and Mr. Eric Wittles was truly a pleasure to work with, and he makes sure that your case moves along and you feel taken care of. I would definitely recommend anyone to use Hill & Moin LLP as their choice of attorney for their needs.
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James Matthew Phillips, experienced Business, Financial Markets And Services attorney in Buffalo, NY with 141 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
37,75
star star star star star
4.8/5
Google Maps
4.8
141 Reviews
star star star star star
16 Feb, 2025 by Willie holton
I want to express my gratitude for my attorney, Eric. He is always available, personable, and ensures everything is handled in a timely manner with great follow-up. I truly appreciate his dedication and professionalism. Plus, I love that they are local! Thank you for your excellent service.
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18 Dec, 2024 by Daveisha hunter
The best law firm
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09 Dec, 2024 by Michael kinsley
The firm was very timely with any questions that I had regarding my case.Very personable and informative 👍. Would recommend them to anyone.
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What a Financial Markets and Services Lawyer Can Do for You

A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.

Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.

When Should I Hire a Financial Markets and Services Lawyer?

You should consider hiring a financial markets and services lawyer in the following situations:

  • Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
  • Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
  • Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
  • Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
  • Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
  • Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
  • Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.

Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.

What Does a Financial Markets and Services Lawyer Do?

A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:

  • Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
  • Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
  • Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
  • Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
  • Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
  • Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
  • Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.

How Are Financial Markets and Services Lawyers Paid?

Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:

  • Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
  • Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
  • Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
  • Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.

It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.

How Much Does a Financial Markets and Services Lawyer Cost?

The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:

  • Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
  • Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
  • Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
  • Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.

Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.

Top Questions to Ask a Financial Markets and Services Lawyer

Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:

  1. What experience do you have in financial markets and services law?
    Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations.
  2. How do you charge for your services?
    Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees.
  3. What regulatory issues should I be aware of?
    Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws.
  4. How will you protect my business interests?
    Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters.
  5. What is your track record in financial litigation or disputes?
    If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases.
  6. How long will the process take?
    Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take.
  7. Can you provide references?
    Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.

How to Check the Credibility of a Financial Markets and Services Lawyer

To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:

  • Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
  • Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
  • Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
  • Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
  • Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).

What Should I Prepare for My First Consultation?

To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:

  • Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
  • Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
  • Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
  • List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
  • Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.

By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.

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