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Jenice L Malecki, experienced Consumer Protection, Financial Markets And Services attorney in New York, NY with 14 reviews
Average
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,43
star star star star star
5.0/5
Avvo
5.0
14 Reviews
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16 Aug, 2024 by David
I recently worked with Jenice to negotiate a business buyout, and I couldn't be more pleased with the experience. From the start, Jenice was incredibly helpful and deeply invested in achieving the best possible outcome for me. Her expertise and dedication were evident in every step of the process. She was always prompt in her communications, ensuring that I was kept informed and that everything moved along efficiently. Additionally, her billing was extremely fair and honest, which I greatly appreciated. Overall, I highly recommend Jenice to anyone in need of legal services. Her professionalism, commitment, and fairness make her an exceptional choice.
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27 Oct, 2021 by Ashley
I highly recommend this attorney, she is diligent, trustworthy and caring, as well as extremely experienced and intelligent.
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16 Aug, 2021 by Jesica
Jenice Malecki is an excellent attorney and extremely reliable. My family had a shocking, horrible, and extremely stressful experience that their money, all their savings were stolen all of a sudden. We had no idea what type of lawyer we needed, we had no experience in issues like this and we didn't know any lawyer. It was extremely shocking and complex involving at least 2 huge financial institutions globally known and brokers. After doing tons of research, I found Malecki Law to be one of the best in the Financial Industry. We decided to have a consultation with her to get to know more about her experience in issues like this. We are so thankful we decided to hire her. Jenice Malecki and her team (including Darryl J. Bouganim) are extremely hard-working and highly experienced. They helped us day and night trying to solve our problem. It was an extremely hard case. It would not have been solved if it weren't thanks to the fact that we had Jenice Malecki as our attorney. I realized how important it is to have a really good attorney (and I repeat, it HAS to be that good when the stakes are so high and the case is so complex and hard) on your side with experience in this particular field. I feel it's important that whoever is reading this and if a similar situation happened to you, that you know that Jenice Malecki is truly one of the best in the securities industry! My family is extremely thankful that we found her. I'd definitely recommend her and her office with no doubt at all! It's very easy to communicate with her and she keeps you updated throughout the case. She really cares about her clients. She is excellent at trial too when the stakes are so high and you have to prove your case. She is also very honest and transparent with everything, including expenses and fees. You won't get any surprises or hidden fees. Extremely professional, ethical, experienced, and knowledgeable in what she does! We ended up working with her for over 3 years!
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James L Ugalde, experienced Bankruptcy, Business attorney in Phoenix, AZ with 1080 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,43
star star star star star
4.9/5
Google Maps
4.9
1080 Reviews
star star star star star
11 Jan, 2025 by Jewan singh
Excellent services always available to answer my question and concerns. I can't thank him enough for all the hard work.
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11 Jan, 2025 by Radha singh
Really good support. Knowledgeable, able to understand my personal situation well and quickly and provide guidance
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11 Jan, 2025 by Sedaine 67
They are very professional, amazing with communication. I would HIGHLY RECOMMEND going to them for your legal needs. If I could give them more than 5 stars I would!
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Mark Eric Czuchry, experienced Business, Consumer Protection attorney in Victoria, MN with 12 reviews
Average
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,37
star star star star star
5.0/5
Avvo
5.0
12 Reviews
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30 Aug, 2018 by Anonymous
I hired Mark for defense against a claim brought by my out of state BD based on an indemnity clause in my RR Agreement for loss resulting form FINRA arbitration panel award to former client who lost money in a private placement, alleging misrepresentation among other claims. Mark drafted an excellent Answer asserting firm legal and equitable defenses, challenging the efficacy and applicability of indemnity clause, among other confidential arguments. Mark secured my home-state forum in contravention to contract forum clause, and after extensive negotiations prompted by detailed and strategic discovery requests, Claimant BD settled the arbitration for a confidential amount with which I was very satisfied. Mark was aggressive in my defense and I would highly recommend him to anyone needing professional legal services. 10 out of 10 for performance and commitment to my case!!!
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03 Aug, 2016 by Tim
I purchased a large agency and Mark help me with purchase agreement loan documents and non compete clause. He has been great to work with over the past 6 years. Mark has also helped September and I set up an estate plan that we are very comfortable with. He has been a great asset to me as a small business owner.
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22 Mar, 2016 by Robert
My FINRA broker dealer terminated me alleging I, and others I controlled, engaged in document alterations.   FINRA and the MN DOC made inquiry into my conduct.  Mark shadow authored my submission that more accurately showed what had happened and put me in a more favorable light.  He was incredibly valuable while appearing for an on-the-record interview by making sure I answered questions to my favor. He is prepared and thorough, and has a personal caring that you do not get in a big firm.
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Theodore Roosevelt Bynum III, experienced Consumer Protection, Financial Markets And Services attorney in Saint Louis, MO with 356 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,37
star star star star star
5.0/5
Google Maps
5.0
356 Reviews
star star star star star
17 Oct, 2024 by Sheril snowden
I had a Good Experience everyone was Professional,Polite&friendly. Jenna,was the Best! Very helpful & nice she always made sure I understood everything regarding my case Thank You!
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07 Oct, 2024 by Cabrina noonan
The staff at the Wilbers Law Firm are incredible! After our accident they were supportive and swift at getting us the medical attention we needed. Throughout our case, if our assigned paralegal was out for any reason, one of their team members was able to jump in and offer assistance. They clearly took good notes as evidenced by how familiar they seemed with our case. Everyone we dealt with was friendly and responsive. They fought for our settlement and ended up going after both the driver and the car’s insurance. We’re happy for our outcome and grateful someone recommended their services!
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03 Sep, 2024 by Erica cole
I definitely appreciate Wilber’s law firm helped me and my family with 3 different cases thanks again
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Alexander Rodriguez, experienced Business, Entertainment attorney in Miami, FL with 10 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,31
star star star star star
5.0/5
Avvo
5.0
10 Reviews
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11 Sep, 2024 by Gabriel
I recently engaged with Alexander and was impressed by his no-nonsense and genuine approach. His thoughtful recommendations proved to be highly beneficial, providing much-needed clarity and direction for my company. For anyone in search of expert advice coupled with straightforward, actionable strategies, Alexander is the person to consult.
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11 Sep, 2024 by Manuel
I had the pleasure of consulting with Alexander, and his straightforward and honest approach stood out immediately. His insightful suggestions provided invaluable guidance, steering my company in the right direction. I highly recommend him for anyone seeking expert advice and clear, actionable recommendations.
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11 Sep, 2024 by Nancy
Working with Alexander was a truly positive experience. His direct and transparent style was refreshing, and his strategic advice was incredibly helpful. He offered practical solutions that were exactly what my business needed to move forward. I highly recommend him for anyone looking for clear and effective guidance.
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Ralph T. Wutscher, experienced Business, Class Action attorney in Chicago, IL with 278 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,29
star star star star star
5.0/5
Google Maps
5.0
278 Reviews
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22 Aug, 2024 by Pavle iliev
I want to extend my heartfelt thanks to the team for the excellent outcome in my auto accident case. They were professional, attentive, and truly cared about my situation. I am incredibly satisfied with the results and the level of service I received. I highly recommend their services to anyone in need of a dedicated and effective legal team. Thank you again for your hard work and support!
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24 Jul, 2024 by Mahmoud abu
Thank you guys for your excellent service I hundred percent, recommend any new customers to this wonderful team of law Well appreciated thank you🙏💯
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17 Jul, 2024 by Ibrahim aslanpay
If you have had an injury case, you should definitely work with this law office. They explained every detail to me well and helped me at every stage of the process. They concluded my case in about three months. I specially wanna thank Eric and Melanie for great help!
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Derek B Brett, experienced Appeals, Business attorney in Dartmouth, Nova Scotia, Canada, FL with 9 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,28
star star star star star
5.0/5
Avvo
5.0
9 Reviews
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09 Oct, 2014 by William
I own and run a number of reasonably high-profiled companies. I came to Brett with a number of legal issues involving former business partners and competitors. I was in up to my neck. My previous lawyer had failed miserably to get the cases going and I was left in a spot where several million dollars, and my companies' existence, were on the line. I saw Brett's online profile. He took care of me. He also reversed the tide against me, giving me victories despite what he first started with. He knows his stuff and is able to find issues where my other lawyer was left floundering. Also, he saved me money. Over the course of 18 months of representation, Brett charged me less than my former lawyer charged me in half that time. Brett is instinctive and honorable. I would not hesitate to hire him again.
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08 Oct, 2014 by Anonymous
I have been represented by Derek Brett a number of times over the years ranging from serious matters to lesser matters. His services were professional, timely and fairly priced. I recommend Derek to anyone wanting honest and effective counsel.
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08 Oct, 2014 by Sharon
Derek Brett was there for me. I was going through a horrible struggle on an employment law issue. I was looking for someone to vindicate me and to make certain that my bosses be made to pay for their illegal actions against me. Derek handled the case, charging me a fair fee (and earning every dime and then some). He kept me informed, he made me believe that he really cared, and he fought so hard for me. In the end, we won. I believe that Derek is what lawyers are supposed to be about. He puts a good face on a profession with a mixed reputation. I encourage those out there to strongly consider his hiring.
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Laura Ann Lavi, experienced Business, Entertainment attorney in Seattle, WA with 9 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,28
star star star star star
5.0/5
Avvo
5.0
9 Reviews
star star star star star
19 Dec, 2024 by Arda
I cannot recommend Laura highly enough. From day one, she has provided exceptional legal advice and support tailored to my specific needs. Her expertise is evident, and her ability to break down complex legal issues into clear, actionable steps is truly impressive. What sets her apart is her genuine care for her clients—she doesn’t just focus on the legal aspects but also considers how her guidance aligns with your long-term goals. I always feel like a priority, and she is incredibly responsive, thorough, and proactive. She’s also fantastic at fostering connections among her clients when it makes sense, which reflects her collaborative and forward-thinking approach. If you're looking for a lawyer who is sharp, professional, and truly invested in your success, look no further. I'm grateful to have her in my corner.
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12 Apr, 2015 by Michael
I've known Ms. Lavi for well over a decade, and highly recommend her for a broad range of business services. She can structure deals, secure financing, assist clients in navigating copyright and licensure requirements, and negotiate employment disputes. Ms. Lavi works 24-7 for her clients, and truly cares about the success of their ventures. I recommend her without reservation.
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12 Apr, 2015 by Terri
I have nothing but accolades for Ms. Lavi as an entertainment lawyer. She has amazing energy and a deep understanding of music, film, and other aspects of the entertainment world. Ms. Lavi takes creative approaches to structuring deals, and works tirelessly to assist clients in securing financing. Given her years of experience, she has extensive contacts throughout the industry, which she uses to the advantage of her clients. Perhaps most importantly, she is the rare lawyer who truly listens to her clients, and delivers on her promises.
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David C. Barranco, experienced Business, Consumer Protection attorney in San Antonio, TX with 8 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,25
star star star star star
5.0/5
Avvo
5.0
8 Reviews
star star star star star
04 Oct, 2016 by Robet jones
The person you should call if you need an attorney in San Antonio. Mr. Barranco discussed the two issues about which I had questions in non-legal, easy-to-understand language and his advice and suggestions were well thought out and sensible. He listened, was interested in my situation and responded in a way that let me know he cared and had my interest as his uppermost priority. I would recommend Mr. Barranco as legal counsel without any hesitation whatsoever. And, in addition, he is just a very nice guy.
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31 Aug, 2015 by Amie
Mr. Barranco provides excellent legal counsel at a bargain price. After an uninsured driver rear-ended my vehicle in San Marcos, Texas, David helped us recover my losses without charging an exorbitant fee. He defended my sister on a misdemeanor charge; when he established her innocence the court dismissed it. David may be the most experienced and effective Alamo-Heights based trial lawyer. Mr. Barranco helped my family through very difficult situations and we will always be grateful for his good advice.
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25 Mar, 2015 by Ben
Mr. Barranco helped us execute a real estate transaction in Alamo Heights, Texas. He was knowledgeable, helpful, attentive, and efficient. Instead of running up big fees, David is the rare lawyer who works to solve problems quickly and inexpensively.
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Matthew Merritt Lewis, experienced Business, Estate Planning attorney in Canfield, OH with 7 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,22
star star star star star
5.0/5
Avvo
5.0
7 Reviews
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30 Aug, 2016 by T
Recently my husband and I worked with Matthew to develop a Trust for us. We were pleasantly pleased with his professionalism and knowledge and would highly recommend him to future clients.
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30 Aug, 2016 by Tom
My wife and I had more than one meeting with Attorney Lewis. We talked about family and how important the unit is. Strong families build bonds of love and support. Through these bonds memories and traditions are made. Strong families of love are made with commitment, confidence, courage and faith in God. These qualities create a legacy which is important in estate planning.
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29 Aug, 2016 by Anonymous
Very thorough. He asked the right questions to get us to think about our estate planning in ways we had never considered. He discovered the deed to our property was written wrong and would have cost a lot of estate tax. When he was finished we had one binder with everything we need in one place. We would highly recommend him.
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Jordan Brice Bird, experienced Financial Markets And Services attorney in Shreveport, LA with 561 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,22
star star star star star
4.8/5
Avvo
5.0
1 Reviews
Google Maps
4.8
560 Reviews
star star star star star
25 Dec, 2024 by Ronz bytch
Awesome, Annie Jane did everything for us. She’s an absolute amazing person
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20 Dec, 2024 by Cynthia webb
I appreciate the professionalism and kindness,from my attorney,to the office staff. They where on top of everything from beginning to the end. Thanks Ms. Sarah Clarke
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18 Dec, 2024 by Antionio andrews
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Michael S Hill, experienced Consumer Protection, Financial Markets And Services attorney in Boca Raton, FL with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
12 Oct, 2021 by Paul
Recently, I retained the services of Menzer & Hill, PA for a case verses a large financial services company. Michael Hill believed I had justification and agreed to represent me. He requested an arbitration hearing through FINRA and it was granted. The arbitration was conducted via zoom with counsel from both sides and a single arbitrator. Mr. Hill went above and beyond researching, preparing and presenting my case. He kept in constant communication with me throughout the entire case. His attention to detail during the three-day arbitration was impressive. As a small investor, I did not think I had a chance against a large financial services corporation, but Mr. Hill won this case with facts and his expertise of the law. A satisfactory and sizable judgment was granted by the arbitrator. Without hesitation, I highly recommend Michael Hill of the securities law firm, Menzer & Hill, PA.
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10 Oct, 2016 by Rich
my name is rich james. i was duped by a financial firm in boca raton in 2011 with promises that the money i had could be conservatively invested to match or exceed where i had previously kept the savings. this money manager knew i was physically disabled unable to generate any more income. the investments lost money month after month, i was flabbergasted looking at my monthly statements, my complaints were always answered in the same disingenuous way with promises that never materialized. it sickened me when i realized i was duped. i felt shame that i should have known better and taken action sooner. fast forward to 2013 when i felt i was ready to roll up my sleeves and sue this firm to recoup my losses. the florida bar referral service referred me to an attorney in west palm beach who claimed to have expertise in this area, well he didn't and was billing me over a prolonged period of time, by the hour, for abysmal results. now i had to extracate myself from this new nightmare: i called back the florida bar referral service with valid complaints about this referral's performance, they then referred me to michael hill. i had a free consultation with mr hill which comes with the fee paid to the florida bar referral service: mr hill listened to every word of my story then proceeded to tell me about his expertise in this financial area and how we could resolve it. this is exactly what happened: for a very affordable lat fee, mr hill saw to it that i recouped the full amount of the actual damages stated in my lawsuit. the additional bonus came when he related to me that i could contest the remaining balance i owed the previous attorney by supplying me with some ways to get info and help. this is exactly what i did on my own empowered by mr hill: i asked for a $3,000 reduction in the previous attorney's bill, he brought it to his management and they granted the full amount. they knew i was working with mr hill as he had requested records of what had been done thusfar on my case. this was resolved last year at this time. the reason i took so long to write this review was i knew i couldn't fully express how well mr hill helped me in an egregious situation. i will never be able to thank him enough. mr hill beyond your years of experience on both sides of financial arbitration cases, the humanity you brought to my case's circumstances will never be forgotten, your expertise and how you practice it is extraordinary in terms i can't fully express. i send you and yours the best thoughts and wishes always! :)
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30 Oct, 2015 by Anonymous
It is my pleasure to write this recommendation for Michael Hill and Gary Menzer, attorneys at Menzer Hill. Michael and Gary represented our family in a complex multi defendant securities arbitration case. The nature of the case required specific and sophisticated knowledge of the securities industry that is rare in most attorneys. The attorneys at Menzer Hill had the knowledge and experience necessary to achieve a successful outcome. In addition, they were able to identify and recommend an outstanding expert witness and a mediator that also had the industry knowledge necessary to understand and navigate the complexities of the case. If I ever need a securities arbitration firm in the future, I will hire Menzer Hill.
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Thomas Francis Burke, experienced Business, Class Action attorney in Chicago, IL with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
28 Nov, 2017 by Wayne
To Whom It May Concern: In thinking about Tom Burke, the three words that come to mind are integrity, character and brilliance. I am in the Construction Industry and had been trying to receive payment from a customer for over 15 months. My lawyer at the time had yet to accomplish anything, so I finally made the decision to switch my representation. In under four months, Tom Burke was able to accomplish what no one else had been able to; he pushed the opposing council to avoid further delays, he kept the matter from going to court, he got us a very generous settlement, and he even went so far as to go to Kane County to pick up the check for us. Without Tom, my company might never have received the money that it deserved. He was efficient, persistent and knowledgeable, and offered a level of service rarely seen anymore. I would wholeheartedly recommend Tom to anyone and hope that he realizes my level of gratitude towards him. Sincerely, Wayne J. Klein II President Klein Construction
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11 Oct, 2017 by John
Tom Burke represented us with success in a dispute with an investment counselor. More than anything else, he was responsive and reactive to our information, asked questions on a need to know basis and kept us informed with developments. He was candid with his assessment of our posture, creative in his prosecution of our claim and persistent in his settlement posture. I am a lawyer, and I enjoyed working with Tom and appreciated his regard for my suggestions. We were far more financially benefited by his representation (resulting in more than a $1M recovery) than with other attorneys we consulted with who estimated the value of our claim at less than 10% of the settlement Tom Burke achieved. He virtually rescued out retirement.
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24 Sep, 2017 by Paul
Tom Burke represented me in an arbitration, and I am ever grateful for that. He was a quick study in learning the details of the matter at hand and demonstrated his grasp of the issues in his representation. He was professional, level-headed, and worked exceptionally well with our expert witness. He was also quick on his feet and able to effectively respond to the points raised by the opposition. As a result, my case was taken seriously, and we achieved a satisfying outcome. I highly value his competence and give my highest recommendation.
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Richard A Stephens, experienced Consumer Protection, Financial Markets And Services attorney in Los Angeles, CA with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
15 Aug, 2014 by Anonymous
Richard Stephens represented my brother(who has since passed away) against a major securities firm. In his words and I quote"your true purpose and motive was to seek justice,and I applaud you for your boundless energy and outstanding knowledge of the law.and so I say, in sincerest thanks and gratitude win or lose, it has been my pleasure and honor to have you represent me in a court of law, No one could have served me better." They won the case!!1
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23 Jun, 2014 by Paulette
Richard proved to be the BEST ATTORNEY anyone could have in their corner. He is absolutely BRILLIANT , highly respected and his powerful skills have earned him a solid success record. I thank him every day for taking my case...he is a HERO!
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20 Jun, 2014 by William
In late 2007 I was with a stockbroker from New York. At first everything seemed ok and then everything went bad very quickly. The agent was making unauthorized trades over $1,150,000 on margin when my account had about $ 240,000 in equity. I really did not understand what was happening. When I contacted Richard Stephens, He was very Professional and reassuring. Mr. Stephens. then reviewed the files, did his own investigation and found that the brokerage firm was using an unregistered securities firm, further that the brokers were involved in fraudulent activities and conduct. Mr. Stephens decided a course of action and filed a complaint with FINRA. During the FINRA hearings the brokerage firm was always late, witnesses not available and many other reasons to delay. Mr. Stephens was very aggressive in stopping these actions and bringing out what really happened. Mr. Stephens expertise and presentation to the FINRA hearing officers resulted in a positive outcome for me. From the start to the finish Mr. Stephens was always available and kept me updated at all times on what was happening. .I firmly believe that Mr. Stephens is a honest and fair man. As an Attorney it is my opinion that there is no finer or more capable than Richard Stephens. If I ever need another attorney, I will definitely contact Mr. Stephens. I recommend without any reservation Richard Stephens to any person who needs an attorney or legal guidance. I say this because, after loosing my retirement money, he gave me back my life and I am very thankful.
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Martin Quinn Ryan, experienced Consumer Protection, Financial Markets And Services attorney in Chicago, IL with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
13 Apr, 2015 by Patrick
Martin provided advice and handled the paperwork and filings to create a LLC for my company. Very responsive and made sure I knew the next steps at the times when I needed to provide information to move the project forward. The process was handled more expediently than I expected and I was very happy with the result, timeframe, and cost.
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05 Apr, 2015 by Chris
Marty Ryan has gone above and beyond our expectations. His expertise in being able to gain knowledge of information that was not privy to us was exceptional. Marty was always on top of the situation involving our case and kept us apprised in a very timely fashion. Whenever we had legal questions, he was always able to answer in terms that were easy to understand. In closing, if you are looking for an attorney who is extremely knowledgeable of the law, an excellent communicator, and someone who will fight for you to the end, we highly recommend Marty Ryan.
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19 Mar, 2015 by William
Martin is a perfectionist with an extensive litigation background. His excellent analytical skills and perseverance separate him from the rest. He is someone I would highly recommend to anyone seeking litigation services.
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Zvi David Barkochba, experienced Estate Planning, Financial Markets And Services attorney in New York, NY with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
17 Dec, 2017 by Libby
Zvi Barkochba is managing my trust and has done an excellent job of choosing, maintaining and advising whenever required. He is extremely responsible and puts a good deal of concern and care toward my goal of maintaining wealth and income as I move through my senior years.
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30 Nov, 2015 by Greta
I met Zvi when he was giving a lecture to the University of Chicago Alumni Association. His lecture was friendly, funny and highly informative. He was happy to answer everyone's questions and provided useful information that we could actually use. I contacted him after the lecture to retain him, because I felt comfortable and confident in his ability and willingness to keep me informed. I am not at all upset with that decision.
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22 Sep, 2015 by Anonymous
I wanted to set up an estate plan, and Zvi was very helpful in the process. He explained what assets required a will, and which worked best in a trust. I was able to set up my affairs in a way that I can manage myself for now, and I know that once I am unable to care for myself, or go entirely, my family will understand my wishes. I think what made Zvi such a great attorney was that he took the time to understand what I wanted, and then explained to me how I could get there. I could tell that he cared, but was also being an absolute professional.
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Katherine K. Vessenes, experienced Business, Estate Planning attorney in Chanhassen, MN with 6 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,19
star star star star star
5.0/5
Avvo
5.0
6 Reviews
star star star star star
02 Jan, 2021 by Kassandra
I've never felt more cared for - her service and expertise is highly regarded - and I feel completely secure in my present and future financial position as a entrepreneur.
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27 Nov, 2013 by Theo
Katherine Vessenes has offered us excellent counsel on a variety of subjects including wealth management, tax issues and philanthropy. Katherine is very knowledgeable and brings her vast experience and high-energy to the table. I would strongly recommend Katherine and her team to any growing business.
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27 Nov, 2013 by Donna
Katherine is a true professional. She is knowledgeable, articulate and a great listener. I am happy to have her on my side and would recommend her without hesitation to anyone looking for legal help.
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Julie Christine Brooks Mains, experienced Business, Estate Planning attorney in Dana Point, CA with 5 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
star star star star star
11 Oct, 2018 by Cj
I have never met another Attorney like Julie! She is to the point and speaks in a way that a regular person can understand by giving examples. I left my consultation knowing exactly what steps I will be taking next.
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03 Apr, 2018 by Anthony
Julie Mains is really great at what she does. I've gone to her for legal estate matters and she's been very helpful throughout every process. I recommend her to all of my friends and family. She's great company, extremely warm (but she can also be the bulldog in your corner) and she's always a pleasure to work with. Julie is someone I look to not only for legal advice but also as a mentor. She's amazing!
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02 Apr, 2018 by Ben
My office was going to be featured in a television show and I needed certain releases for everyone to sign. Julie was able to provide these custom documents with ease. I highly recommend using her services.
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Darren M. Malek, experienced Business, Financial Markets And Services attorney in Kalamazoo, MI with 5 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
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19 Jan, 2015 by Brian
Darren's work on numerous business projects of which I and my firm have been a part has been outstanding. He possesses keen legal and business insights and provides strong, thoughtful and practical advice, balancing the ability to deliver the important legal work needed to accomplish the business needs, while never importantly losing sight of the end project objectives and goals, looking for, finding and implementing creative solutions to complex legal problems.
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13 Jan, 2015 by Brandon
Darren helped me out on numerous occasions for both personal and professional issues. He was consistently energetic, honest, and very good at thinking "out of the box". He clearly had a superior grasp on the legal side of things, but took the time to explain them to me in "layman's terms", which I greatly appreciate. The outcome of several business situations turned out all favorable to myself and my partners. Even if they had not, I respect Darren's level of professionalism. I highly recommend him to anyone that has the need. His creativity saved me a lot of money and I will call him again in the future, should the need arise.
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12 Jan, 2015 by Scott
Darren was very instrumental with a major transition in our small business. He was extremely knowledgeable and presented clear solutions to the sensitive and complicated issues. I would highly recommend Darren for other small business owner.
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Angelo James Mangia, experienced Business, Financial Markets And Services attorney in Cutchogue, NY with 5 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
star star star star star
03 Oct, 2023 by Chris
I recently hired Angelo to assist me with tightening up a few legal issues with my small business. Working with Angelo was an absolute pleasure from start to finish! I felt comfortable and confident throughout the process that I was in very competent and capable hands…thank you Angelo!
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05 Feb, 2019 by Darren
I never in the world would think a Lawyer would be there for you at every turn but that how Angelo was for Me !!! He is truly a great person and attorney!!! if you wanted to be treated like a family member Hire Angelo you wont be disappointed !!!! HE IS ACES !!!!!!!!!!!!!!!
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25 Apr, 2017 by Matt
I was referred to Angelo by a friend and could not be more happy. I needed an attorney at short notice to review a complicated lease and Angelo guided me thru the entire process while looking out for my best interests. I am so grateful for his guidance and recommendations. His laid back style and friendly personality was a pleasure to work with. Highly recommend! Matthew
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Jenna Jotika Nand, experienced Business, Entertainment attorney in Edmonds, WA with 5 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
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13 Nov, 2015 by Anonymous
Would highly recommend Jenna Nand as an expert and excellent lawyer. Efficient and inexpensive. Handled all my legal matters very professionally and quickly.
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25 Sep, 2015 by Anonymous
Jenna Nand is an excellent lawyer who had given us legal advice and helped us to raise our revenue. She is very smart and really thinks out of the box. She handled all our legal correspondence to our clients very professionally and I would recommend Jenna Nand to people who need legal assistance. For Jenna no legal situation is difficult and she goes out of her way to arrive at acceptable solution. And her fees are reasonable.
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24 Sep, 2015 by Anonymous
Jenna is a very efficient, affordable, and professional attorney. She incorporated my Delaware C-Corp for way less than I thought it would cost. I plan on staying with her for future protects.
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Nicholas Paindiris, experienced Business, Financial Markets And Services attorney in Glastonbury, CT with 5 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
star star star star star
24 Apr, 2018 by Denise
Attorney Paindiris did an excellent job with legal advise and executing our articles of incorporation and business agreement for our medical marijuana dispensary
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22 Feb, 2016 by Ted
Nick has been our lawyer for our family business for over 20 years. He has assisted us in growing our business with the utmost respect, integrity, and has given us the vision and proper guidance to expand. I would recommend Nick in any capacity. We have worked with him from real estate to business to organizational legal issues. I do not think we would have as much success using a different attorney and I would highly recommend him.
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22 Dec, 2014 by Joe
Nick has worked with me and my companies over 20 years in a variety of areas from Real Estate to Business Acquisitions to working with the State of CT Economic Development and multiple closings. He quickly understands the pertinent information required to complete the transaction or pursue a resolution of a problem. No redundant billings I have received from other firms in the past. I have full faith and confidence in him personally and his firm and would highly recommend and have to others.
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Jephte Lanthia, experienced Business, Financial Markets And Services attorney in New York, NY with 5 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,15
star star star star star
5.0/5
Avvo
5.0
5 Reviews
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07 Mar, 2019 by Anonymous
Jephte is an adept and competent securities attorney. After contacting several attorneys in regards to fund formation, we decided to go with him. He gave insightful and actionable advice before we retained him and that ultimately influenced our decision. Jephte is one of the best investments that we have made in forming and protecting our business. We look forward to continuing our working relationship with Jephte.
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05 Feb, 2019 by Nathan
My confidence in Mr. Lanthia’s skills, and/or expertise is at an all time high. I have come to him with loads of questions and unsettling situations, of which he has done a phenomenal job handling and explaining .......Hands down! No matter where I am, I’ll always call Mr. Lanthia and he exceeds my expectations every time.
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28 Jan, 2019 by Anonymous
We initially hired Jephte three years ago to tie up some general corporate matters. Due to his proactive approach and excellent negotiating skills, we have continued to utilize his firm for ongoing corporate work. We find Jephte and his associates to be personable, well-informed and honest. Our company works on hard deadlines and Lanthia Legal often exceeds our expectations. Jephte and his firm are valuable to our business.
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John Sheridan Burke, experienced Business, Consumer Protection attorney in Geneva, IL with 4 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
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03 Sep, 2015 by Anonymous
John represented us and helped us get out an employment contract where fraud was occurring. He was very competent and patient. I recommend him for any securities fraud and related contract issues
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28 Aug, 2015 by Dave
John was great in helping assist in a fraud case for us. Through the whole process, a lot of roadblocks were put in place by the responsible parties, but John was able to overcome them. Through the whole process, he was very good at making sure he or one of his partners were in touch with us, so we always understand where we were at in the process. I would highly recommend John!
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27 Aug, 2015 by Anonymous
John was very skilled, patient, and persistent in helping us with a default judgement that was placed against us. He handled himself with a professional manner throughout the entire process in spite of at times an irrational out of control plaintiff. I would highly recommend his services to anyone seeking a well qualified attorney.
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Dawn Marie Bernd-Schulz, experienced Business, Financial Markets And Services attorney in Washington, DC with 4 reviews
Average
info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
star star star star star
23 Feb, 2013 by Anonymous
Ms. Bernd-Schulz is an excellent attorney with years of industry experience and knowledge. She is adept at explaining the nuances of my legal situation and guided me through the options available. She is patient and always accessible. She is diligent and is always seeking to strengthen my business model. No issue is to big, small or complicated for Ms. Bernd-Schulz. She is a tireless advocate for my business and its needs.
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23 Jan, 2013 by Nerva
Dawn provides excellent legal services to her clients. She is very thorough and knowledgable. She has prepared my contracts for my business, and each one was prepared with specific requests, and careful considerations. Her execution is accurate and to the point. I highly recommend Dawn Bernd-Schulz.
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17 Jan, 2013 by Norma
DBS law firm has provided excellent service with regards to contract negotiation and certain corporate matters. DBS took the time to explain in great detail, the specifics of my matters and I was able to grasp it with a clear understanding because she was able to explain complex legal issues concisely and in plain language. A top-level attorney!
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Trace Schmeltz, experienced Business, Consumer Protection attorney in Chicago, IL with 4 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
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10 Nov, 2017 by John
We have hired Trace on several different projects. He is able to view issues presented from many different angles and brings fresh perspective to the matters at hand. I look forward to working with him again.
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09 Nov, 2017 by Bill
Trace has provided us with tremendous support on complex "bet the company" litigation and compliance matters. He is smart, tenacious, ad tirelessly dedicated to getting the best possible result for his client.
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08 Nov, 2017 by Mark
Trace helped us win our case with thought provoking coaching and genius rebuttal. His preparation and creative mind is what separates him from others. Doing his homework and thinking about the case from all angles. He also goes above and beyond giving advice on quick calls that are off the clock. True customer service!
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David Nicholas Ferri, experienced Business, Consumer Protection attorney in Beverly Hills, CA with 4 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
star star star star star
10 Nov, 2020 by Dennis
A broker had placed my mother's retirement savings in several high risk investments that lost value almost immediately. We weren't aware of these investments until after she passed away. David helped my family recover against the firm and they settled before court date.
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18 Nov, 2017 by Roger
Our office brought david in to help with investment related problems associated with a large client. He was referred to us by another attorney in San Diego. We were told if David couldn't understand these investments no one could. They were right. He met with us and took his time explaining the best way to handle. The client ended up hiring his firm also. We will be using him again.
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20 Jan, 2016 by Daniel
David and Tim have been retained by me for one year to negotiate significant domestic and international settlements, and they have shown and used when doing so the requisite skills which have moved settlements toward favorable results. They are at their best when preparing and evaluating cases, when using appropriate tactics, when using counter measures, when making first offers, when in direct examinations, cross examinations, and when in the examination of expert witnesses. Their writing is marked by being direct and precise, by blending precision with simplicity. David and Tim are particularly sensitive to complex moral situations, where no rule of thumb applies, no simple appeal to a single principle can assure a rational outcome. In such an instance they can be counted on to sort out the conflicting factors to determine what law, rule, or principle bears upon the situation, and what are the relative urgencies which govern a timely action. David and Tim command a family of intellectual traits and abilities which allows them to cope with the unexpected, grasp relations, and solve problems with speed and originality. Especially pronounced among their intellectual traits is their ability to create a congenial, professional relationship with their clients wherein written reports are delivered without fail on a designate date to a designated site to coincide with or be separate from timely discussions. Their work pays close attention to the importance of having everyone on the same page and having the client in charge and fully informed. I am a retired California State Senator who has hired and dealt with a number of skilled attorneys at law in the private and public sector. I have place David and Tim among the best of them and have in writing this statement measured them against this lot. Dan
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Robert Michael Underwood, experienced Business, Financial Markets And Services attorney in Tallahassee, FL with 4 reviews
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Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
star star star star star
30 Sep, 2019 by Alex
Mr Underwood let me know what would happen from the begining and it happened just like he said. He didnt over charge me. He saved my Florida mortgage licenses. I highly reccomend Mr Underwood.
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08 Jan, 2010 by Jason
Very informative and personable always udated me and made me feel comfortable with his knowledge of my issue's. Was reasonable and was willing to work with me in my situation.
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24 Nov, 2009 by Anonymous
Mike gave me the correct expectation and followed through as he said he would. He acted professionally and I was honored to have him represent me. I would highly recommend him to anyone that needed his services.
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Melanie Trogolo, experienced Business, Debt Settlement attorney in Miami, FL with 4 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
star star star star star
31 Mar, 2020 by Shellu
Melanie goes above and beyond for her clients. She actually joined a firm I was already working with in regards to my case. She actually took over my case and was there for me every step of the way. Her response time to my emails and phone calls were amazing. I stayed stress about my case and she was there to help me and put me at ease. I hated to see her go but am excited to see her continued success. She is definitely on my speed dial if I need her for anything in a civil matter. Thank you!
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14 Nov, 2019 by Michael
Mrs. Trogolo was my public defender in a case where my son and I had a major incident. As i have read on here, she listened to me also, was compassionate and set me at ease, the best I could be in the situation. I am a registered nurse (at the time I was in a fix financially) and this could have ruined my career, but thanks to her it was saved. Mrs. Trogolo, I hope you read these, my case was February 5, 2017 and I have yet to forget who was there for me. I wish there was a way to repay you for what you did. if that is even possible. Thank you. MJK
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16 May, 2019 by Christine
Ms. Trogolo met with us quickly, and worked diligently to get my matter resolved in court on my behalf. She kept me apprised every step of the way, and her competence left me with no concerns regarding her ability to handle my case. I will definitely use her services in the future for any legal matters I have.
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Allison M. Walsh, experienced Business, Financial Markets And Services attorney in New Rochelle, NY with 4 reviews
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info
Lawyer credibility rating system is an internal lawyer evaluation system developed by the company based on a comprehensive analysis of more than 10 indicators. The rating can range from 0 to 100.
39,12
star star star star star
5.0/5
Avvo
5.0
4 Reviews
star star star star star
02 Nov, 2017 by Omar
Allison helped me purchase my Coop stress free as she handled all of the paper work and thoroughly guided me through the whole process start to finish.
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29 Oct, 2017 by Sharon
At the recommendation of my real estate agent, I contacted Allison and, after speaking with her, I immediately hired her. I was in the process of buying my first coop apartment, and I was overwhelmed by everything it entailed. Allison was extremely knowledgeable about dealing with coops, and explained everything to me along the way so I would know what to expect. She was always available to take my call, or called me back after I left a message. Allison was very patient with me when my anxiety level got the better of me at times. Dealing with a coop purchase, as I came to learn, can be a very tedious, time consuming and, at times, frustrating process. Allison spent a great deal of time going over all the coop records she needed to review as part of her responsibilities as my lawyer. She was aware of the fact that I was very eager to move out of my previous apartment, and advocated for things to move along as quickly as possible. I always felt that Allison was doing everything within her power to be an advocate for me. This was especially true when Allison coordinated with all the parties involved so the closing date could be scheduled as soon as possible. In all of my contacts with Allison, she was professional, courteous and patient. I found her lawyer fees were very reasonable, especially considering all of the services that she provided. I would recommend Allison without any hesitation.
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26 Oct, 2017 by Karen
Attorney Walsh is the attorney for Career Connections Associates, LLC, Our entire team speaks very highly of her. She's responsive to our needs, consistently provides superior legal guidance and advice and has broad-based legal experience (which is invaluable to every business owner). Thus far she's provided guidance with regard to contract negotiation, policy and procedure, sexual harassment issues, labor matters and business development/expansion guidance and advice. One of of the best business decisions we've made is to retain Ms. Walsh!
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What a Financial Markets and Services Lawyer Can Do for You

A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.

Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.

When Should I Hire a Financial Markets and Services Lawyer?

You should consider hiring a financial markets and services lawyer in the following situations:

  • Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
  • Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
  • Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
  • Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
  • Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
  • Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
  • Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.

Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.

What Does a Financial Markets and Services Lawyer Do?

A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:

  • Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
  • Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
  • Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
  • Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
  • Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
  • Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
  • Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.

How Are Financial Markets and Services Lawyers Paid?

Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:

  • Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
  • Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
  • Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
  • Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.

It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.

How Much Does a Financial Markets and Services Lawyer Cost?

The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:

  • Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
  • Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
  • Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
  • Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.

Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.

Top Questions to Ask a Financial Markets and Services Lawyer

Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:

  1. What experience do you have in financial markets and services law?
    Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations.
  2. How do you charge for your services?
    Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees.
  3. What regulatory issues should I be aware of?
    Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws.
  4. How will you protect my business interests?
    Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters.
  5. What is your track record in financial litigation or disputes?
    If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases.
  6. How long will the process take?
    Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take.
  7. Can you provide references?
    Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.

How to Check the Credibility of a Financial Markets and Services Lawyer

To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:

  • Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
  • Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
  • Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
  • Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
  • Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).

What Should I Prepare for My First Consultation?

To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:

  • Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
  • Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
  • Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
  • List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
  • Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.

By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.

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