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09 Feb, 2025 by Shivani todi
Justin is extremely professional, efficient and gave us the best advice on our situation for a swift conclusion. Thank you Justin and team for!
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03 Feb, 2025 by Heather macdonald
My experience with Blitz Law Group was nothing short of outstanding. Justin Blitz handled my case swiftly with the utmost professionalism and care. I highly recommend Blitz Law Group to anyone seeking legal services for personal injury.
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03 Feb, 2025 by Michael a. williams
I had the best representation by Attorney Justin Blitz (Blitz Law Group, LLP)
Attorney Justin Blitz is the type of Attorney who drops everything and concentrates on your case.
He took his time to speak with me and understood all my concerns regarding my lawsuit and to get me the best settlement possible.
He left nothing behind and explained in easy to understand terms that I was able to follow and understood clearly.
Attorney Justin told me the truth regarding my Lawsuit and gave me all the instructions to settle my case.
Without any doubts, I recommend Attorney Justin Blitz (Blitz Law Group, LLP) for you representation.
You will not regret using Blitz Law Group, LLP
Michael A. Williams
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22 Feb, 2025 by Vanessa hristova
Wonderful music service and environment for both teachers and students!
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21 Feb, 2025 by Christine chianugo obiamalu
MuseCool is an amazing platform for both students and teachers! As a piano instructor, I appreciate how easy it is to manage my schedule, connect with students, and provide structured lessons. The flexibility allows me to teach at times that work for me while ensuring students get high-quality instruction.
For parents, MuseCool makes it simple to find great teachers for their child, schedule lessons at convenient times, and stay involved in their learning process. Whether you're a parent looking for the perfect music teacher or a musician wanting to share your skills, MuseCool is the ideal platform to be part of!
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18 Feb, 2025 by Michel barros bessone
My year with MuseCool has been truly rewarding. Their team is exceptional and supportive. I've always felt valued and they make communication effortless. It's a joy to work alongside such a dedicated and friendly group. MuseCool fosters a positive atmosphere, which benefits both tutors and students alike.
I highly recommend them!
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26 Jan, 2024 by Miguel goldfeld
11 Oct, 2023 by Apple 925
26 Sep, 2022 by Chantal la-fon
Thank you for changing my life for the better.
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29 Sep, 2008 by Anonymous
Lawyers often are the subject of comedic ridicule -- and from the many I have worked with personally that distinction is well-deserved. So when at attorney actually distinguishes themself from the stereotype for favorable reasons it is worth noting. Stephen is one such attorney. Smart, insightful, thorough and approachable -- Stephen immediately puts a client at ease as a strategic partner -- very client service oriented -- and not as someone who models their behavior after some television or novel character. Stephen has handled routine as well as complex real estate transactions with equal ease and confidence. I have strongly recommended Stephen to friends and colleagues and will continue to do so without hesitation.
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24 Sep, 2008 by Anonymous
Stephen is an extremely knowledgeable well spoken and intuitive attorney. He thinks outside the box and has an innate ability to see things from all angles. I have him consult on issues that are not in his specialty (with other attorneys) because of his intelligence and down to earth approach to the legal system. One other thing, he's honest. How many attorneys can you say that about?
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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21 Nov, 2024 by Rivka kohn
Counselor Jeremy Morley an expert in his field and thoroughly explains the ins and outs of the law to his clients. He is the professional you want in your corner when you go to court. Thank you Mr. Morley.
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30 Nov, 2023 by Andrei z
Jeremy and his staff assisted me with a very complex and challenging international divorce and child custody case. His depth of knowledge on the nuances of child custody laws in various countries was invaluable in helping me decide what to do (and not do) over the course of a three year battle that ultimately resulted in me being reunited with my child. He is thoughtful, direct, authoritative, well-connected, deeply experienced, and confidence-inspiring -- exactly who you want to have in your corner when dealing with a complicated and stressful situation. If you are in the unfortunate position of needing the services of someone specialized in matters relating to international child custody, you will not find a stronger ally than Jeremy Morley.
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27 Apr, 2023 by Nnergii davis
Hope, and Believe,they will get that , BENICAR THIEF
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23 Sep, 2024 by Garmento new york
Rashida was an excellent attorney in my opinion. Constantly went above and beyond and Completely guided me through the process, with what to expect and my options and so on. Represented me with the best of her abilities and made me feel significant to her and not just another client. She is certainly a model lawyer and id recommend her above ALL!
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09 Apr, 2024 by Albrecht benschop
This was the most productive experience I have had in a long time. Rashida Ayers Law Office was very helpful!
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25 Mar, 2024 by Boe daney
Rashida Ayers, is a first class professional 5 stars all across the board.
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19 Oct, 2024 by Sara mojtahedi
I recently had a consultation with Ali Shahrestani and I can't recommend him highly enough. He was incredibly thorough and took the time to explain everything in detail, clearing up so many questions I had. His professionalism, patience, and ability to break down complex legal matters made me feel confident and well-informed. I truly appreciate the time he dedicated to ensure I fully understood my options. Thank you so much, Ali Shahrestani for your outstanding service!
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02 May, 2024 by Cassie w.
Efficient, receptive and cares about his clients. Love having him on board for our entertainment legal matters. First call we make!
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04 Mar, 2024 by Devin mcknight
Michael never misses any details and has always been a stable and reliable force on my small team. I would recommend him to anyone!
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01 Aug, 2023 by Alyssa estreen
I retained Moore Kuehn for a shareholder derivative case after my company stock lost substantial value. Justin Kuehn explained the shareholder derivative process up front and filed our case right away. They kept me updated with the case status and got me an incentive fee. Great firm for a shareholder derivative case!
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20 Jul, 2023 by Scott edwards
Highly recommended. Moore Kuehn saved me countless hours of time, money and headache. Prompt responses and great legal advice. Kudos all around.
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13 Feb, 2023 by Jeffrey chery
20 Nov, 2007 by Anonymous
Lori Smith, who heads the New York Emerging Companies practice at Goodwin Procter, is generally regarded as one of the top attorneys in the space...and for very good reason. She is superb! I have used her for over 20 years, in connection with transactions in over 50 separate early stage companies, both on the investor and the investee side of the table.
While her overall knowledge, competence and connections are top notch, the thing that sets Lori apart is that unlike many (most?) other financing/corporate lawyers, she is a deal MAKER, not a deal BREAKER.
On the positive side, she is simply the best lawyer for this kind of stuff in the entire New York region ("this stuff" being defined as entrepreneurial finance, either on behalf of an early stage company seeking funding, or an angel or venture capital investor putting funds into such a company.) Her practice is about evenly divided on both sides of the table, and she engenders complete respect from all the players. She also serves as the general counsel for New York Angels, the largest and most active organization of early stage business angels in the area.
On the negative side, there are two: (1) She is top drawer, and charges as such. Although Goodwin's fees are pretty competitive with the other large NYC firms, this is not the place to go if you need something done on the cheap. Fast, yes; perfect, yes; but not cheap. (2) Although she has a heart of gold, complete integrity, and makes deals happen, she doesn't suffer fools gladly, and she can be prickly at times. For all her sterling qualities, a glad-handing rain-maker she ain't.
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30 Jan, 2008 by Anonymous
Scott Ziegler and his firm helped our company set up its business and work through two private placements (successfully). His advice was helpful on the business side of things as well.
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04 Mar, 2015 by Zac
Karim has handled our corporate work for more than a decade. We simply will not begin a serious strategic transaction without him on point. Not only does he have superlative big-transaction experience from both sides of the deal structure throughout his career, he is really switched on to the nuances and sensitivities of Business. We have not met other lawyers (other than a couple of guys at MorrisonCohen) who are able to fully and swiftly contemplate the Business strategies necessary to deliver the best legal results--especially in the complex financial structures and risk transfer scenarios that we are involved in. Karim's integrity is peerless, and paired with unrivaled intellect and legal mastery, the only drawback to having Karim on point is that he's in very high demand and so to get eh best from him you have to be very organized yourself.
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04 Jul, 2022 by Anonymous
He gave me advice no one else did. He steered me in the right direction and I’ll be forever grateful ………..
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19 Jun, 2012 by Harry
I used Ed ten years ago and he is totally honest. That's important when you choose a lawyer
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11 Mar, 2021 by Sarah
Stuart was a trusted partner from the start. In purchasing our first co-op in NYC, we searched high and low for a lawyer that was not only knowledgeable about the complex laws in NYC, but was experienced, trustworthy, and fair. We vetted multiple lawyers and none seemed like a fit until we talked with Stuart. He was available at all hours – even after business hours – to work with us. His level of communication to my husband and I, non-lawyers, was extremely detailed and thorough, and Stuart seemed to care at a personal level about our agreement and well-being.
If you are looking for a lawyer that is honest, knowledgeable, and a true partner, consider working with Stuart. We will definitely be working with Stuart again for other legal needs.
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21 Aug, 2012 by Tim
Dan has been the utmost professional in every matter we have dealt with. His integrity is beyond reproach , I have known Dan for over 10 years and use him for all my regulatory needs
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05 Jun, 2007 by Anonymous
We used Ms. Scott for a custody hearing and for child support. She is now helping us with college expenses. Ms. Scott kept everyone calm and didn't guide into needlessly escalating the issues
Her understanding of our needs and the needs of all children involved helped us keep the focus on the kid's best interest. Our custody was resolved in our favor and we will continue to see her guidance
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07 Jun, 2023 by Dandan zhu
I had an urgent legal matter that needed immediate attention. Without any delay whatsoever, on the day of the issue arising, Russ was able to strategize on the correct actions providing multiple options, and we selected the optimal strategy moving forward in order to deal with the problem. The turnaround was astounding, impressive, and much needed.
The issue was resolved the same day, and the immediate connection and ability to speak directly greatly helped everything within the process.
Unlike other law firms that you have to work through an army of admin assistants, working with Russ was easy, fast, and I received expert-level resolution without any back and forth or time wasted.
I always prefer working directly with the experts due to efficiency and getting the right answers instead of wasting time or any miscommunication and Russ's law practice was able to to resolve my issue efficiently and exceeded my expectations. Thank you, Russ, for all your support and expertise!
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10 Jan, 2023 by Justine rosario
I was terminated by my employer and I thought I had a case. I was either ignored or turned away because of "conflicts of interest." Russell came by way of a referral from a Labor Rights website and I am so grateful. He really looked into my case and listened to me. When Russ believes in something, he's passionate about it. I don't know anything about law and he made sure to explain each phase and had multiple courses of actions so I always knew all my options and was fully involved in each decision. At first, I was so worried. My employer had a team of legal professionals and a lot of money to pour into litigation and I definitely do not. Russ was a one man army and handled each interaction with tact and grace. In the end, we won the claim and I know it was all due to 2 things; the truth and Russ. I will continue to recommend anyone having any issues with current or former employers to Russ.
Thank you for all your hard work and dedication. Thank you for all your patience and mental fortitude!
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21 Oct, 2021 by Louella steverson
I had a very stressful employment issue and contacted Russell E. Adler around the second week of September. I am happy to report that my case was resolved in less that a month with great satisfaction. My Adler is easy to work with, professional, honest, quick, responsive, knowledgeable, communicative.
Do not hesitate to call the Law Office of Russell E. Adler PLLC
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07 Jun, 2023 by Dandan zhu
I had an urgent legal matter that needed immediate attention. Without any delay whatsoever, on the day of the issue arising, Russ was able to strategize on the correct actions providing multiple options, and we selected the optimal strategy moving forward in order to deal with the problem. The turnaround was astounding, impressive, and much needed.
The issue was resolved the same day, and the immediate connection and ability to speak directly greatly helped everything within the process.
Unlike other law firms that you have to work through an army of admin assistants, working with Russ was easy, fast, and I received expert-level resolution without any back and forth or time wasted.
I always prefer working directly with the experts due to efficiency and getting the right answers instead of wasting time or any miscommunication and Russ's law practice was able to to resolve my issue efficiently and exceeded my expectations. Thank you, Russ, for all your support and expertise!
Read more
10 Jan, 2023 by Justine rosario
I was terminated by my employer and I thought I had a case. I was either ignored or turned away because of "conflicts of interest." Russell came by way of a referral from a Labor Rights website and I am so grateful. He really looked into my case and listened to me. When Russ believes in something, he's passionate about it. I don't know anything about law and he made sure to explain each phase and had multiple courses of actions so I always knew all my options and was fully involved in each decision. At first, I was so worried. My employer had a team of legal professionals and a lot of money to pour into litigation and I definitely do not. Russ was a one man army and handled each interaction with tact and grace. In the end, we won the claim and I know it was all due to 2 things; the truth and Russ. I will continue to recommend anyone having any issues with current or former employers to Russ.
Thank you for all your hard work and dedication. Thank you for all your patience and mental fortitude!
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21 Oct, 2021 by Louella steverson
I had a very stressful employment issue and contacted Russell E. Adler around the second week of September. I am happy to report that my case was resolved in less that a month with great satisfaction. My Adler is easy to work with, professional, honest, quick, responsive, knowledgeable, communicative.
Do not hesitate to call the Law Office of Russell E. Adler PLLC
Read more
07 Jun, 2023 by Dandan zhu
I had an urgent legal matter that needed immediate attention. Without any delay whatsoever, on the day of the issue arising, Russ was able to strategize on the correct actions providing multiple options, and we selected the optimal strategy moving forward in order to deal with the problem. The turnaround was astounding, impressive, and much needed.
The issue was resolved the same day, and the immediate connection and ability to speak directly greatly helped everything within the process.
Unlike other law firms that you have to work through an army of admin assistants, working with Russ was easy, fast, and I received expert-level resolution without any back and forth or time wasted.
I always prefer working directly with the experts due to efficiency and getting the right answers instead of wasting time or any miscommunication and Russ's law practice was able to to resolve my issue efficiently and exceeded my expectations. Thank you, Russ, for all your support and expertise!
Read more
10 Jan, 2023 by Justine rosario
I was terminated by my employer and I thought I had a case. I was either ignored or turned away because of "conflicts of interest." Russell came by way of a referral from a Labor Rights website and I am so grateful. He really looked into my case and listened to me. When Russ believes in something, he's passionate about it. I don't know anything about law and he made sure to explain each phase and had multiple courses of actions so I always knew all my options and was fully involved in each decision. At first, I was so worried. My employer had a team of legal professionals and a lot of money to pour into litigation and I definitely do not. Russ was a one man army and handled each interaction with tact and grace. In the end, we won the claim and I know it was all due to 2 things; the truth and Russ. I will continue to recommend anyone having any issues with current or former employers to Russ.
Thank you for all your hard work and dedication. Thank you for all your patience and mental fortitude!
Read more
21 Oct, 2021 by Louella steverson
I had a very stressful employment issue and contacted Russell E. Adler around the second week of September. I am happy to report that my case was resolved in less that a month with great satisfaction. My Adler is easy to work with, professional, honest, quick, responsive, knowledgeable, communicative.
Do not hesitate to call the Law Office of Russell E. Adler PLLC
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06 Feb, 2025 by Kyle
Randi is phenomenal. She listens to your problems, is able to connect with you and fully understand your situation. She'll always be my go to labor and employment attorney!
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02 Aug, 2021 by Susan chang
Whenever you have any kind of issue with your employer, there is such a power imbalance that you absolutely need to have someone like Randi on your side. From our very first consultation, I could tell that I had found the perfect person to represent me, and I credit her with giving me the courage and confidence to forge ahead.
Randi is smart and strategic, an excellent communicator, and a zealous advocate who will persevere until you get the results that you want. Most importantly, she is a compassionate human being who really listens and cares. I cannot say enough good things about her. Highly recommended!
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04 Apr, 2021 by Timothy mcguire
Great lawyer. Highly recommended!
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06 Feb, 2025 by Kyle
Randi is phenomenal. She listens to your problems, is able to connect with you and fully understand your situation. She'll always be my go to labor and employment attorney!
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02 Aug, 2021 by Susan chang
Whenever you have any kind of issue with your employer, there is such a power imbalance that you absolutely need to have someone like Randi on your side. From our very first consultation, I could tell that I had found the perfect person to represent me, and I credit her with giving me the courage and confidence to forge ahead.
Randi is smart and strategic, an excellent communicator, and a zealous advocate who will persevere until you get the results that you want. Most importantly, she is a compassionate human being who really listens and cares. I cannot say enough good things about her. Highly recommended!
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04 Apr, 2021 by Timothy mcguire
Great lawyer. Highly recommended!
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08 Feb, 2025 by Shiono yuki
早急な対応と的確なアドバイスをいつもありがとうございます。
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11 May, 2024 by リキリシャスrickilicious
初めての不動産の手続きでわからないことばかりでしたが、細かく説明してくださり本当に助かりました。
ありがとうございました。
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15 Apr, 2024 by K shoji
Ｌビザ申請では、きめ細やかなご対応を頂き、ありがとうございました。一旦、再提出(再申請)となりましたが、先生の経験と知識に基づく的確なフォローがあり、申請資料を再作成いただいたことで、無事にＬビザ申請が承認されました。正確で高精度な翻訳にも感謝しております。終始レスポンス早く、信頼のできる弁護士事務所です。またお世話になるかと思いますが、その際は、よろしくお願いいたします。
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08 Feb, 2025 by Shiono yuki
早急な対応と的確なアドバイスをいつもありがとうございます。
Read more
11 May, 2024 by リキリシャスrickilicious
初めての不動産の手続きでわからないことばかりでしたが、細かく説明してくださり本当に助かりました。
ありがとうございました。
Read more
15 Apr, 2024 by K shoji
Ｌビザ申請では、きめ細やかなご対応を頂き、ありがとうございました。一旦、再提出(再申請)となりましたが、先生の経験と知識に基づく的確なフォローがあり、申請資料を再作成いただいたことで、無事にＬビザ申請が承認されました。正確で高精度な翻訳にも感謝しております。終始レスポンス早く、信頼のできる弁護士事務所です。またお世話になるかと思いますが、その際は、よろしくお願いいたします。
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01 Oct, 2024 by Manuela gil
Andreas is very professional and helpful,
I highly recommend him.
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09 Jun, 2024 by Maria s
I can’t express enough how grateful I am for the exceptional service provided by Andreas Vasilatos. He made the entire process smooth and less stressful than what I was already going through. His expertise and compassion were evident from the start, and worked tirelessly to ensure that my best interests were represented.
Andreas was always available to answer my questions and provided clear, sound advice that helped me navigate through a very challenging time. I was able to resolve my case efficiently and move forward with my life.
Look no further than Andreas Vasilatos to anyone in need of a skilled and genuinely cairing divorce lawyer.
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21 May, 2024 by Cesar zuniga
Andreas assisted me with my legal matter. He was professional, responsive and diligent. He was very creative in handling negotiations and resolving my legal matter to my satisfaction. I am an attorney myself and am pleased to recommend him to other attorneys and members of the public.
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FAQs
Questions? We have answers
What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
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What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
