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14 Apr, 2021 by Laurie crosse
We had an issue with the IRS. Jack advocated for us fiercely, promptly updating us each time he interacted with them and finally winning our case for us. He is smart, hardworking and dedicated. I recommend him most highly! A year has passed. Mr. Sullivan continues to deliver sound advice and is accessible and responsive. Highest recommendation!!
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04 Oct, 2020 by Alicia nelson
01 Mar, 2020 by Don sternfeld
25 Feb, 2020 by Hyuck joon choi
01 Mar, 2020 by Don sternfeld
25 Feb, 2020 by Hyuck joon choi
01 Mar, 2020 by Don sternfeld
25 Feb, 2020 by Hyuck joon choi
01 Mar, 2020 by Don sternfeld
25 Feb, 2020 by Hyuck joon choi
21 Apr, 2022 by Brooke mellen
Amelia Brankov assisted me with a release and provided excellent advice and edits related to liability and intellectual property for my business. I also worked with her in the Art Industry and she is very knowledgable when it comes to Art Law. She knows the issues and is timely and responsible. I will definitely be working with her again!
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16 Feb, 2022 by Amuchechukwu joshua amuchi
Amazing
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07 Dec, 2018 by Rupam gupta
07 Dec, 2018 by Rupam gupta
07 Dec, 2018 by Rupam gupta
10 Mar, 2019 by Jonathan perr
Very experienced and results focused. Quick response to questions and clear strategy planning.
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06 Apr, 2019 by Djalma francisco de lima francisco
07 Dec, 2018 by Rupam gupta
02 May, 2020 by Buzz net 221
07 Dec, 2018 by Rupam gupta
07 Dec, 2018 by Rupam gupta
16 Feb, 2022 by Amuchechukwu joshua amuchi
Amazing
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16 Feb, 2022 by Amuchechukwu joshua amuchi
Amazing
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16 Feb, 2022 by Amuchechukwu joshua amuchi
Amazing
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28 Jan, 2022 by Mark glassman
07 Dec, 2018 by Rupam gupta
28 Jan, 2025 by Victor mateo
28 Jan, 2025 by Ben liu
28 Jan, 2025 by Rita
03 Feb, 2020 by Theressa
Hiring a New York attorney can be a nerve wracking process. If you are like me, you first have to endlessly interview attorneys to find one that is even willing to undertake your matter if its not worth millions. Then, after you finally find the willing few, you select the one you are most comfortable with and hope for the best. Fortunately for me, this time around, I came across Mary Madeline Roberts. Right off the bat, I had a great feeling with her. She was extremely knowledgeable and versed in contractual matters and guided me every step of the way through the entire process. She raised extremely important issues that I would never have considered had I proceeded by myself and has already saved me more time and money than I can relate. Also, she was very generous with her time and spent a lot of time with me upfront getting to know me and learn about my needs before I even retained her. Most of all, she never nickle and dimmed me, charging me for every little thing along the way in order to pump up my fees. This is a rarity that I really really appreciated about her and unheard of in New York in my experience. There are so many firms out there that really take advantage of the little guy and I can tell you the Ms. Roberts is NOT one of them..... I highly recommend Ms Roberts to anyone with a contract dispute or who needs a great attorney who is highly competent, effective , gives you a great over all feeling and who treats you very fairly at the end of the day. I promise you you will NOT regret this decision.
THANKS AGAIN MARY!!!!!!
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09 Apr, 2019 by Stephanie
She is an amazing and knowledgeable attorney. She is helpful, thorough, and caring. She has such a great heart and REALLY cares about her clients. Her representation rates are also reasonable and amazing!
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20 Jan, 2019 by Anonymous
Mary helped me in a business matter and went above and beyond in helping me in a way that effectively dealt with the issues and didn't bankrupt me in the process. I could not recommend any attorney more and I've been in business for over 40 years. She's honest and unmatched in her concern for clients.
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28 Jan, 2025 by Victor mateo
28 Jan, 2025 by Ben liu
28 Jan, 2025 by Rita
06 Jan, 2025 by Robert logerfo
To Whom It May Concern,
I am writing to highly recommend Blake Ferris, Brittany Stevens and paralegal Sally Pak, at Phillips & Associates, Attorneys at Law.
Both Blake, Brittany & Sally have demonstrated exceptional dedication, expertise, professionalism, and legal acumen in their work regarding employment discrimination law.
Blake Ferris and Brttany Stevens are trustworthy and committed attorneys who specializes in employment law.
Their attention to detail and strategic approach were extraordinary, and it was evident that they genuinely cared about achieving the best possible outcome for me.
Their communication was prompt and clear, keeping me informed and confident every step of the way.
Their dedication to representing workers harmed by their employers' legal violations is commendable.
They both are experienced litigators who have successfully handled many cases involving workplace discrimination and retaliation.
Their commitment to civil rights and fairness in the work environment is evident in their work.
Their ability to achieve positive outcomes for their clients through mediation and litigation is truly impressive.
Their extensive experience, knowledge, compassion & passion for justice make them both invaluable assets to Phillips & Associates.
If you’re looking for a skilled, compassionate, and reliable lawyers, Blake & Brittany are the ones you need on your side.
I’m beyond grateful for their and paralegal, Sally Paks, hard work the positive resolution they helped me achieve.
Sincerely,
Rob Logerfo
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30 Dec, 2024 by Kayla lewis
From start to finish Dorina and her team made me feel welcomed and heard. I’m forever grateful and will recommend them to anyone!!!
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29 Dec, 2024 by Roseann nunziata
Highly recommend. Very professional and understanding to your situation. Had an amazing team on my side. A huge thank you to Mr Blake Ferris and Ms Sally Pak. They work hard to get you more than what you’re worth. They just don’t settle. They fight for you. Can’t express my gratitude.
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10 Dec, 2024 by Norman baloy
I filed claim to my employer for not paying me overtime and terminating when iam back to work after medical leave I got my ashma illness to my work place suffering seens they fired me ,my job is a care giver 24 hours duty pay 8hours only ,after that he charge me for litigation they create a word agains my me he want look good I the court all lies,and call my witness not to testify or else???and ask my witness when I'm gonna pay him I said pay for what.what can I do for this situation harassing my witness??
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25 Sep, 2024 by Tiffany
The trial team at this firm is top tier. The attorneys are assigned by specialized factors and what the firm doesn't have on staff, they will hire and litigate your claim/s. They always are prompt to respond, personable when ever on a call and clear and direct in the communication on your case. Yes, expensive. You get what you pay for, and if you want the best trial team on your side, it's this firm. Speaking from my case that took 11 months beginning to end.
I was grateful for the time and effort the firm gave on behalf of my claims. They made working with the EEOC easy for me, and they will for you too.
If ypu have a good case, and they aren't able to litigate it they still hold there end and are fair, and understanding words the client and the situation the claims placed the client in.
Highly recommended for employment law matters.
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18 Sep, 2024 by David
Transparent and professional, as expected. Thank you, Vince! An appreciated call.
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25 Feb, 2025 by Oilda barreto
If NYC chose this woman to be a judge... I thought, gee, I could choose her to be a lawyer. And there are no regrets. Easy going, intelligent, she's a NY City gal, I'm a little upstate, and she went out of her way to meet up when it was important. They don't make them like that, she's a role model in my book.
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12 Feb, 2025 by George compton
Accessibility being one of the keys to a good Estate Attorney, Bracha excels in this regard. Communication is another great need personal representatives have of their estate attorney, another Bracha strength.
As many Executors flounder over the overwelming tasks of estate settlement, a focus on moving an estate forward is the mark of a good estate attorney.
That's Bracha Law.
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12 Feb, 2025 by Jeff weinberger
I have had the privilege of getting to know Bracha and her work and have been quite impressed. Her personable approach and style helps her clients feel comfortable and understood through a difficult process, and makes sure she helps them address even the questions they didn’t know they needed to ask. The straightforward advice and guidance she gave me about handling some of the more challenging planning aspects, like choosing healthcare and power-of-attorney agents, gave me the ability to arrive at the right decision in my own time. If you are seeing a trusts and estates attorney who can understand you and your needs and make sure your planning gets done right, I recommend Bracha.
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25 Feb, 2024 by Eduardo rojas
03 Feb, 2023 by Nk udogwu
11 Feb, 2020 by Myron glucksman
18 Dec, 2024 by Darren owens
Just wanna give a huge shoutout to the Sekendiz Law Group! You guys are the best and I highly recommend anyone who is searching for an attorney under this practice. Super satisfied with my results and wouldn’t hesitate to give them a call if you are having any work problems. Thanks !!
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17 Dec, 2024 by Isabella kern
I had the pleasure of working with Mr. Sekendiz, and I couldn’t be more satisfied with his services. He demonstrated exceptional professionalism, knowledge, and dedication throughout my case. Mr. Sekendiz was always responsive, patient, and took the time to explain every detail clearly, which gave me great confidence and peace of mind. His expertise and commitment truly made a difference, and I highly recommend him to anyone in need of a skilled and trustworthy lawyer.
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16 Dec, 2024 by Lila sarwar
professional lawyer efficient and trust worthy will help you win your case and get justice
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FAQs
Questions? We have answers
What a Financial Markets and Services Lawyer Can Do for You
A financial markets and services lawyer specializes in providing legal advice and representation to individuals, corporations, and financial institutions involved in various aspects of financial markets and services. These lawyers deal with issues related to securities regulations, banking laws, investment management, financial transactions, mergers and acquisitions, and regulatory compliance. They help clients navigate complex financial regulations, mitigate risks, and resolve disputes that arise from financial dealings.
Whether you're an investor, corporation, or financial institution, a financial markets and services lawyer can help ensure that your financial activities are compliant with the law and structured to protect your interests.
When Should I Hire a Financial Markets and Services Lawyer?
You should consider hiring a financial markets and services lawyer in the following situations:
- Compliance with financial regulations: If your business is subject to financial regulations, such as those enforced by the Securities and Exchange Commission (SEC) or other regulatory bodies, a lawyer can ensure compliance to avoid penalties or legal issues.
- Securities law and investment management: If you’re issuing, buying, or selling securities, a financial lawyer can help ensure that your activities comply with applicable laws and regulations, such as the Securities Act and the Dodd-Frank Act.
- Banking and financial transactions: Whether you’re a financial institution or a business engaged in complex financial transactions, a lawyer can draft and negotiate agreements, ensuring compliance with banking laws and regulations.
- Mergers and acquisitions: If your business is involved in a merger, acquisition, or significant restructuring, a lawyer can provide legal guidance on the transaction and ensure compliance with financial regulations.
- Resolving disputes: If you’re involved in disputes regarding securities fraud, financial misconduct, or breaches of fiduciary duty, a lawyer can represent your interests in litigation or arbitration.
- Investment fund formation: If you're setting up an investment fund, such as a hedge fund or private equity fund, a lawyer can help with legal structuring, regulatory compliance, and drafting fund documents.
- Financial product development: For financial institutions developing new financial products, a lawyer can ensure that these products comply with relevant regulations and market standards.
Hiring a lawyer with expertise in financial markets and services can help prevent costly legal disputes, ensure compliance with complex regulations, and protect your financial interests.
What Does a Financial Markets and Services Lawyer Do?
A financial markets and services lawyer provides a wide range of services, depending on the specific needs of their clients. Their responsibilities often include:
- Ensuring regulatory compliance: Financial markets lawyers help clients navigate federal and state regulations, including securities laws, banking regulations, and consumer protection laws. They ensure clients are compliant with laws such as the Securities Exchange Act, the Investment Advisers Act, and the Bank Secrecy Act.
- Advising on securities and investments: These lawyers provide guidance on issuing securities, registering securities with the SEC, and complying with insider trading and disclosure rules. They also advise investment managers and funds on compliance with the Investment Company Act.
- Drafting and negotiating contracts: Lawyers draft and review contracts related to financial transactions, including loan agreements, investment agreements, and derivative contracts, ensuring the terms are favorable and legally sound.
- Representing clients in litigation: Financial markets lawyers represent clients in disputes involving securities fraud, regulatory investigations, financial misconduct, and breaches of fiduciary duties. They also handle arbitration between investors and financial institutions.
- Mergers and acquisitions: Financial lawyers assist with the legal aspects of mergers, acquisitions, and restructuring transactions, conducting due diligence, negotiating terms, and ensuring compliance with relevant laws.
- Advising on financial products and services: Lawyers provide legal guidance to financial institutions on structuring and offering new financial products and services, ensuring compliance with financial laws and mitigating legal risks.
- Handling investment fund matters: For investment funds, financial lawyers assist with fund formation, management, and regulatory compliance, including preparing offering memorandums and filing with relevant authorities.
How Are Financial Markets and Services Lawyers Paid?
Financial markets and services lawyers typically charge for their services based on the complexity of the case and the type of legal work involved. Common payment structures include:
- Hourly rate: Many financial markets lawyers charge by the hour, with rates ranging from $300 to $1,500 or more, depending on the lawyer’s experience, the complexity of the work, and the jurisdiction. Hourly rates are common for advisory and compliance work.
- Flat fee: For specific projects, such as drafting a particular agreement or filing a regulatory document, lawyers may charge a flat fee. Flat fees are typically used for straightforward legal tasks.
- Retainer: For ongoing legal services, such as handling compliance issues over time or advising on multiple transactions, financial institutions may pay a retainer. This is an upfront payment that is billed against as the lawyer works on various matters.
- Contingency fee: In some cases, particularly litigation or arbitration over financial disputes, a lawyer may work on a contingency fee basis. This means they are paid a percentage of the settlement or judgment if they win the case.
It’s important to clarify the fee arrangement with your lawyer during the initial consultation to ensure you understand the total cost of services.
How Much Does a Financial Markets and Services Lawyer Cost?
The cost of hiring a financial markets and services lawyer depends on the complexity of the legal issue, the size of the transaction, and the lawyer’s experience. General cost estimates include:
- Hourly rates: Financial markets and services lawyers typically charge between $300 and $1,500 per hour. For example, routine compliance advice or contract drafting may cost between $5,000 and $20,000, depending on the scope of the work.
- Flat fees: For specific tasks like filing a securities registration or forming an investment fund, flat fees may range from $10,000 to $100,000, depending on the complexity of the project and the lawyer’s expertise.
- Retainers: Financial institutions or large corporations that require ongoing legal advice may pay retainers ranging from $10,000 to $100,000 or more, depending on the scope of the legal services and the length of the engagement.
- Contingency fees (for litigation): In financial litigation cases, a lawyer may charge a contingency fee of 20% to 40% of the settlement or judgment amount. For instance, if the case settles for $1 million, the lawyer may receive $200,000 to $400,000 as their fee.
Be sure to ask for a detailed breakdown of fees and costs during your consultation to ensure that legal services fit within your budget.
Top Questions to Ask a Financial Markets and Services Lawyer
Before hiring a financial markets and services lawyer, it’s important to ask key questions to ensure they have the necessary experience and skills for your case. Key questions to ask include:
-
What experience do you have in financial markets and services law?
Make sure the lawyer has experience in the specific area you need help with, such as securities law, investment management, or banking regulations. -
How do you charge for your services?
Clarify whether the lawyer charges by the hour, offers flat fees, or requires a retainer. Ask for a detailed estimate of the total cost, including any potential additional fees. -
What regulatory issues should I be aware of?
Ask the lawyer to identify potential legal issues related to your financial activities or transactions and how they plan to ensure compliance with relevant laws. -
How will you protect my business interests?
Ask how the lawyer plans to mitigate legal risks and protect your financial interests in any transactions, disputes, or compliance matters. -
What is your track record in financial litigation or disputes?
If you’re involved in a legal dispute, ask the lawyer about their experience in financial litigation and their success rate in similar cases. -
How long will the process take?
Whether you need help with regulatory compliance, a transaction, or litigation, ask the lawyer how long they expect the process to take. -
Can you provide references?
Ask for references from other clients in the financial sector who have worked with the lawyer on similar matters.
How to Check the Credibility of a Financial Markets and Services Lawyer
To ensure you are hiring a reputable financial markets and services lawyer, take the following steps to verify their credentials and experience:
- Verify their bar status: Check with your state bar association to confirm that the lawyer is licensed to practice law and has no disciplinary actions against them.
- Look for relevant financial experience: Review the lawyer’s website or professional profile to ensure they specialize in financial markets and services law and have experience in the specific areas you need help with.
- Read client reviews and testimonials: Look for reviews on platforms like Avvo, Martindale-Hubbell, or Google to see what previous clients say about their experience working with the lawyer.
- Ask for references: A credible lawyer should be able to provide references from past clients who have worked with them on financial markets or services matters.
- Check for certifications or memberships: Look for certifications or memberships in relevant legal and financial organizations, such as the American Bar Association’s Business Law Section or the Securities Industry and Financial Markets Association (SIFMA).
What Should I Prepare for My First Consultation?
To get the most out of your first consultation with a financial markets and services lawyer, it’s important to come prepared with relevant documents and information. Here’s what you should bring:
- Details of the financial matter: Provide a clear summary of your financial transaction, regulatory issue, or dispute, including key details and any potential legal concerns.
- Contracts and agreements: Bring any contracts, investment agreements, or loan documents related to the matter so the lawyer can review them.
- Correspondence with regulatory agencies: If you’ve received communication from regulatory bodies (e.g., the SEC or FINRA), bring copies of these documents to help the lawyer assess your compliance or legal exposure.
- List of questions: Prepare a list of questions about the legal process, potential outcomes, costs, and the lawyer’s strategy for handling your case.
- Details of previous legal issues: If you’ve faced previous legal challenges related to financial matters, provide information on those cases, including any settlements or judgments.
By preparing thoroughly for your consultation, you can help the lawyer assess your situation more effectively and provide the best possible legal advice for your financial markets and services needs.
